Antofagasta PLC TR-1: Notification of major holdings (5999A)
May 30 2019 - 4:27AM
UK Regulatory
TIDMANTO TIDM88DB
RNS Number : 5999A
Antofagasta PLC
30 May 2019
RELEASE, 30 MAY 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Antofagasta PLC
underlying issuer of existing shares (LEI: 213800MY6QVH4FVLD628)
to which voting rights are attached(ii)
:
------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name Royal Bank of Canada
City and country of registered office Toronto, Ontario, Canada
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name RBC Global Asset Management Inc.
("RBC GAM")
RBC Phillips, Hager & North Investment
Counsel Inc. ("PH&N IC")
RBC Private Counsel (USA) Inc. ("RBC
Private Counsel")
Royal Trust Corporation of Canada
("Royal Trust")
------------------------------------------
City and country of registered office Toronto, Canada
(if applicable)
------------------------------------------
5. Date on which the threshold was 24/05/2019
crossed or reached(vi) :
------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 29/05/2019
------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ------------------- -------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 3.002% N/A 3.002% 29,611,089
------------------ ------------------- -------------- ------------------
Position of previous N/A N/A N/A
notification
(if
applicable)
------------------ ------------------- -------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of Directive
2004/109/EC) Directive 2004/109/EC) 2004/109/EC)
(DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
(DTR5.2.1)
------------------------
Common Stock (ISIN:
GB0000456144) 29,570,536 2.998%
(RBC GAM)
-------------------------- ------------------------ ----------------------- ---------------------
38,133 0.004%
(PH&N IC)
-------------------------- ------------------------ ----------------------- ---------------------
1,770 0.000%
(RBC Private
Counsel)
-------------------------- ------------------------ ----------------------- ---------------------
650 0.000%
(Royal Trust)
-------------------------- ------------------------ ----------------------- ---------------------
SUBTOTAL 8. A 29,611,089 3.002%
---------------------------------------------------- ----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion Period(xi) rights that may rights
be acquired if
the instrument
is
exercised/converted.
----------- --------------------------------- ----------------------------- ---------------------
N/A
----------- --------------------------------- ----------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------------------- ----------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
-------------------- -------------------- ----------------------- -----------------
N/A
----------- -------------------- ----------------------- -----------------
SUBTOTAL 8.B.2
----------------------- -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
RBC GAM 2.998% N/A 2.998%
---------------------- --------------------- ------------------------
Capital Funding
Alberta Limited
(controlling entity
holding 100% of
RBC GAM) 2.998% N/A 2.998%
---------------------- --------------------- ------------------------
Royal Bank Holding
Inc. (controlling
entity holding 100%
of Capital Funding
Alberta Limited) 2.998% N/A 2.998%
---------------------- --------------------- ------------------------
Royal Bank of Canada
(controlling entity
holding 100% of
Royal Bank Holding
Inc.) 2.998% N/A 2.998%
---------------------- --------------------- ------------------------
PH&N IC 0.004% N/A 0.004%
---------------------- --------------------- ------------------------
Royal Bank Holding
Inc. (controlling
entity holding 100%
of PH&N IC) 0.004% N/A 0.004%
---------------------- --------------------- ------------------------
Royal Bank of Canada
(controlling entity
holding 100% of
Royal Bank Holding
Inc.) 0.004% N/A 0.004%
---------------------- --------------------- ------------------------
RBC Private Counsel 0% N/A 0%
---------------------- --------------------- ------------------------
Royal Bank Holding
Inc. (controlling
entity holding 100%
of RBC Private Counsel) 0% N/A 0%
---------------------- --------------------- ------------------------
Royal Bank of Canada
(controlling entity
holding 100% of
Royal Bank Holding
Inc.) 0% N/A 0%
---------------------- --------------------- ------------------------
Royal Trust 0% N/A 0%
---------------------- --------------------- ------------------------
Royal Bank Of Canada
(controlling entity
holding 100% of
Royal Trust) 0% N/A 0%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion Toronto, Ontario, Canada
Date of completion 29/05/2019
-------------------------
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END
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