Elementis PLC Holding(s) in Company
September 24 2018 - 11:05AM
UK Regulatory
TIDMELM
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting rights Elementis Plc
are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Ameriprise Financial, Inc. and its group
City and country of registered office (if Minneapolis, USA
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name Vidacos Nominees Ltd
HSBC Global Custody Nominees (UK) Ltd
Securities Services Nominees Limited
State Street Nominees Limited
Nortrust Nominees LTD
State Street Bank & Trust Boston
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 20/09/2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 24/09/2018
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuervii
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 10.232% 0.00% 10.232% 464,129,311
situation on the
date on which
threshold was
crossed or
reached
Position of 9.997% 0.00% 9.997%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109 2004/109/EC) Directive 2004/
109/EC) (DTR5.1) /EC) (DTR5.2.1) (DTR5.1) 109/EC)
(DTR5.2.1)
GB0002418548 121,436 47,368,120 0.026% 10.206%
SUBTOTAL 8. A 47,489,556 10.232%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument datex Conversion Periodxi that may be acquired if rights
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial datex Conversion cash voting rights rights
instrument Period xi settlementxii
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Ameriprise Financial, % % %
Inc.
Ameriprise % % %
International Holdings
GmbH
Threadneedle Asset % % %
Management Holdings
SARL
Threadneedle Holdings % % %
Limited
TAM UK Holdings % % %
Limited
Threadneedle Asset % % %
Management Holdings
Limited
TC Financing Limited % % %
Threadneedle Asset 10.232% % 10.232%
Management Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will N/A
be held
11. Additional informationxvi
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings Limited,
which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly
owned by Threadneedle Holdings Limited, which is itself wholly owned by
Threadneedle Asset Management Holdings SARL, which is itself wholly owned by
Ameriprise International Holdings GmbH, which is itself wholly owned by
Ameriprise Financial, Inc.
Place of completion Swindon, UK
Date of completion 24/09/2018
END
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