TIDMEQN
RNS Number : 1090A
Equiniti Group PLC
21 March 2017
Equiniti Group plc
Incorporated in England and Wales
Registration number: 07090427
LEI: 213800TS721HGE2JIV94
ISIN: GB00BYWWHR75
Equiniti Group plc
("the Company")
The following notifications are made under article 19 of the
Market Abuse Regulation ("MAR") relates to certain transactions by
persons discharging managerial responsibilities ("PDMR") and
persons closely associated with them ("PCA") in the shares of the
Company.
Sale of Shares
The Company was notified on 20 March 2017 of the following
transactions by the PDMRs and their PCAs:
PDMR/PCA PDMR/PCA Number Share price Resulting
of shares holding
sold
----------------- ---------- ------------ ------------ ----------
John Stier PDMR 115,000 195.4 pence 298,910*
----------------- ---------- ------------ ------------ ----------
Transferred n/a
35,000
to his
spouse
----------------- ---------- ------------ ------------ ----------
Susan Stier PCA 35,000 195.4 pence 0
----------------- ---------- ------------ ------------ ----------
Paul Matthews PDMR Transferred n/a 64,286**
75,000
shares
to his
spouse
----------------- ---------- ------------ ------------ ----------
Angela Matthews PCA 75,000 193.5 pence 0
----------------- ---------- ------------ ------------ ----------
Notes:
* John Stier (PDMR) transferred 35,000 shares to his spouse,
Susan Stier (PCA) on 20 March 2017.
** Paul Matthews (PDMR) transferred 75,000 shares to his spouse,
Angela Matthews (PCA) on 20 March 2017.
Grant of Awards
On 21 March 2017 awards over ordinary shares of GBP0.001 each in
the capital of Equiniti Group plc were granted under the Equiniti
Group Deferred Annual Bonus Plan 2015 (the "DABP") in respect of
2016 financial year performance and the Equiniti Group Performance
Share Plan (the "PSP") to persons discharging managerial
responsibilities as follows:
PDMR Number of shares over which awards
were granted
----------------- ------------------------------------------
Deferred Annual Bonus Performance Share
Plan ("DABP")(1) Plan ("PSP") (1)
----------------- ---------------------- ------------------
Guy Wakeley 32,239 355,670
----------------- ---------------------- ------------------
John Stier 24,142 235,824
----------------- ---------------------- ------------------
David Beresford 9,835 130,154
----------------- ---------------------- ------------------
Adam Green 6,971 103,092
----------------- ---------------------- ------------------
Paul Matthews 8,056 103,092
----------------- ---------------------- ------------------
Liam McGrath 11,097 103,092
----------------- ---------------------- ------------------
Mark Taylor 4,015 92,783
----------------- ---------------------- ------------------
(1) Calculated using the closing market quotation as derived
from the Daily Official List of the London Stock Exchange on 20
March 2017, being the day before the date of grant of the
award.
DABP
Each award under the DABP Scheme is structured as a conditional
award that shall vest on the third anniversary of the grant of the
award subject to continued service and in accordance with the DABP
scheme rules.
PSP
No consideration was paid for the grant of the PSP awards which
are structured as nil cost options and is subject to the
satisfaction of performance conditions set by the Remuneration
Committee of the Company over the period 1 January 2017 to 31
December 2020. The awards will normally vest on the later of 21
March 2020 and the date of determination of the performance
conditions, and will then normally remain exercisable until the day
before the tenth anniversary of the date of grant provided the
individual is an employee or officer within the Equiniti Group on
that date.
Once the awards have vested, the PDMRs will be required to hold
the ordinary shares for a further two year period after any sales
for tax arising on the vesting of the shares.
The relevant FCA notifications are set out below:
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name Guy Wakeley
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Chief Executive/Executive
Director
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 32,239
-------- ---------- ----------
194
PSP pence 355,670
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name John Stier
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Chief Financial
Officer/ Executive
Director
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 24,142
-------- ---------- ----------
194
PSP pence 235,824
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name David Beresford
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Director of Business
Development/PDMR
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 9,835
-------- ---------- ----------
194
PSP pence 130,154
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name Adam Green
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Chief Risk Officer/PDMR
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 6,971
-------- ---------- ----------
194
PSP pence 103,092
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name Paul Matthews
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Director of Corporate
Markets/PDMR
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 8,056
-------- ---------- ----------
194
PSP pence 103,092
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name Liam McGrath
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Chief Operations
Officer/PDMR
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 11,097
-------- ---------- ----------
194
PSP pence 103,092
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- --------------------------------------------------------------------
a) Name Mark Taylor
--- ------------------------------- -----------------------------------
2 Reason for notification
--- ------------------------------- -----------------------------------
a) Position/Status Chief Customer Officer/PDMR
--- ------------------------------- -----------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -----------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- --------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -----------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -----------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- --------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -----------------------------------
b) Nature of transaction Grant of shares
under the Equiniti
Group Performance
Share Plan ("PSP")
and the Equiniti
Group Deferred Annual
Bonus Plan ("DABP")
--- ------------------------------- -----------------------------------
c) Price(s) and Scheme Price(s) Volume(s)
volume(s) -------- ---------- ----------
194
DABP pence 4,015
-------- ---------- ----------
194
PSP pence 92,783
-------- ---------- ----------
--- ------------------------------- -----------------------------------
d) Aggregated information See above 4(c)
--- ------------------------------- -----------------------------------
e) Date of transaction 21 March 2017
--- ------------------------------- -----------------------------------
f) Place of transaction Outside of trading
venue
--- ------------------------------- -----------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- -----------------------------------------------------------------------
a) Name John Stier
--- ------------------------------- --------------------------------------
2 Reason for notification
--- ------------------------------- --------------------------------------
a) Position/Status Chief Financial
Officer/Executive
Director
--- ------------------------------- --------------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- --------------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- -----------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- --------------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- --------------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- -----------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- --------------------------------------
b) Nature of transaction Sale of Shares
--- ------------------------------- --------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) ---------- ----------
195.4
pence 115,000
---------- ----------
--- ------------------------------- --------------------------------------
d) Aggregated information Aggregate Aggregate Aggregate
Price Volume Total
---------- ---------- -----------
195.4 115,000 GBP224,710
pence
---------- ---------- -----------
--- ------------------------------- --------------------------------------
e) Date of transaction 20 March 2017
--- ------------------------------- --------------------------------------
f) Place of transaction XLON
--- ------------------------------- --------------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- ----------------------------------------------------------------------
a) Name Susan Stier
--- ------------------------------- -------------------------------------
2 Reason for notification
--- ------------------------------- -------------------------------------
a) Position/Status Person closely associated
with a person discharging
managerial responsibilities
(PCA)
--- ------------------------------- -------------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- -------------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- ----------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- -------------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- -------------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- ----------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- -------------------------------------
b) Nature of transaction Sale of Shares
--- ------------------------------- -------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) ---------- ----------
195.4
pence 35,000
---------- ----------
--- ------------------------------- -------------------------------------
d) Aggregated information Aggregate Aggregate Aggregate
Price Volume Total
---------- ---------- ----------
195.4 35,000 GBP68,390
pence
---------- ---------- ----------
--- ------------------------------- -------------------------------------
e) Date of transaction 20 March 2017
--- ------------------------------- -------------------------------------
f) Place of transaction XLON
--- ------------------------------- -------------------------------------
1 Details of the person discharging
managerial responsibilities/person
closely associated
--- -----------------------------------------------------------------------
a) Name Angela Matthews
--- ------------------------------- --------------------------------------
2 Reason for notification
--- ------------------------------- --------------------------------------
a) Position/Status Person closely associated
with a person discharging
managerial responsibilities
(PCA)
--- ------------------------------- --------------------------------------
b) Initial notification/amendment Initial notification
--- ------------------------------- --------------------------------------
3 Details of the issuer, emission
allowance market participant, auction
platform, auctioneer or auction
monitor
--- -----------------------------------------------------------------------
a) Name Equiniti Group plc
--- ------------------------------- --------------------------------------
b) LEI 213800TS721HGE2JIV94
--- ------------------------------- --------------------------------------
4 Details of the transaction(s):
section to be repeated for (i)
each type of instrument; (ii) each
type of transaction; (iii) each
date; and (iv) each place where
transactions have been conducted
--- -----------------------------------------------------------------------
a) Description of Ordinary shares
the financial of GBP0.001 each
instrument, type
of instrument ISIN: GB00BYWWHR75
and identification
code
--- ------------------------------- --------------------------------------
b) Nature of transaction Sale of Shares
--- ------------------------------- --------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) ---------- ----------
193.5
pence 75,000
---------- ----------
--- ------------------------------- --------------------------------------
d) Aggregated information Aggregate Aggregate Aggregate
Price Volume Total
---------- ---------- -----------
193.5 75,000 GBP145,125
pence
---------- ---------- -----------
--- ------------------------------- --------------------------------------
e) Date of transaction 20 March 2017
--- ------------------------------- --------------------------------------
f) Place of transaction XLON
--- ------------------------------- --------------------------------------
Enquiries:
Kathy Cong
Company Secretary
Tel: +44(0)20 7469 1800
21 March 2017
This information is provided by RNS
The company news service from the London Stock Exchange
END
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