Mattioli Woods PLC Director/PDMR Shareholding (2906Y)
March 02 2017 - 1:01AM
UK Regulatory
TIDMMTW
RNS Number : 2906Y
Mattioli Woods PLC
02 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or Mattioli Woods plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please Increase in total voting rights of ü
specify): the company
----------------------------------------------------- ------------------------------------ -------
3. Full name of person(s) Robert Woods
subject to the
notification obligation:
(iii)
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4. Full name of shareholder(s)
(if different from 3.):(iv)
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5. Date of the transaction 28 February 2017
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 28 February 2017
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 10%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
Ordinary
shares of
1p each
ISIN:
GB00B0MT3Y97 2,573,703 2,573,703 2,573,703 2,573,703 n/a 9.997% n/a
--------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
n/a n/a n/a n/a n/a
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
n/a n/a n/a n/a n/a Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
2,573,703 9.997%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
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11. Number of voting rights proxy n/a
holder will cease
to hold:
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12. Date on which proxy holder will n/a
cease to hold
voting rights:
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13. Additional information: None
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14. Contact name: Nathan Imlach
Chief Finance Officer
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15. Contact telephone number: 0116 240 8700
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Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
--------------------------------------------------------------------------------
Full name Robert Woods
(including legal form of
legal entities)
------------------------------------ ------------------------------------------
Contact address MW House, 1 Penman Way, Grove
(registered office for legal Park, Enderby, Leicester
entities) LE19 1SY
------------------------------------ ------------------------------------------
Phone number & email 0116 240 8700 Bob.Woods@mattioliwoods.com
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Other useful information -
(at least legal representative
for legal persons)
------------------------------------ ------------------------------------------
B: Identity of the notifier, if applicable
--------------------------------------------------------------------------------
Full name
------------------------------------ ------------------------------------------
Contact address
------------------------------------ ------------------------------------------
Phone number & email
------------------------------------ ------------------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ------------------------------------------
C: Additional information
--------------------------------------------------------------------------------
This disclosure has been calculated based on issue share
capital amount 25,744,819.
--------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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