Rathbone Brothers PLC Director/PDMR Shareholding (6943T)
March 26 2021 - 9:56AM
UK Regulatory
TIDMRAT
RNS Number : 6943T
Rathbone Brothers PLC
26 March 2021
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities
The Company announces that in accordance with the rules of the
Rathbone Brothers Plc 2015 Executive Incentive Plan ("EIP"), awards
made on 23 March 2016, and 20% of awards made on 23 March 2017,
2018, 2019 & 2020 to the following PDMRs have vested. The
vested shares for EIP 2017, 2018, 2019 & 2020 are subject to a
sale restriction period.
The notifications below, which have been made in accordance with
the requirements of the EU Market Abuse Regulation, provides
further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 07901 118456
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Paul Stockton
--------------------------------------------- ------------------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Executive Officer
--------------------------------------------- ------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
--------------------------------------------- ------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
--------------------------------------------- ------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
--------------------------------------------- ------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, Ordinary Shares of 5p each
type of instrument ISIN: GB0002148343
Identification code
--------------------------------------------- ------------------------------------------------------------------
b) Nature of the transaction Share awards vesting pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
--------------------------------------------- ------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------- ---------------------------------------------
Nil EIP 2016 vest:
12,229
------------------- ---------------------------------------------
Nil EIP 2017, 2018, 2019 & 2020 vests:
11,935
------------------- ---------------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
------------------------------------------------------------------
e) Date of the transaction 2021-03-24
--------------------------------------------- ------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------------------------- ------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Jennifer Mathias
------------------------------------- --------------------------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Group Finance Director
------------------------------------- --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------- --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------- --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------- --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------- --------------------------------------------------------------------------
b) Nature of the transaction Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive
Incentive Plan.
------------------------------------- --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
----------------------------------- -------------------------------------
Nil EIP 2020 vest:
2,649
----------------------------------- -------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2021-03-24
------------------------------------- --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------- --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarah Owen-Jones
--------------------------------------------- ------------------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer
--------------------------------------------- ------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
--------------------------------------------- ------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
--------------------------------------------- ------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
--------------------------------------------- ------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, Ordinary Shares of 5p each
type of instrument ISIN: GB0002148343
Identification code
--------------------------------------------- ------------------------------------------------------------------
b) Nature of the transaction Share awards vesting pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
--------------------------------------------- ------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------- ---------------------------------------------
Nil EIP 2017, 2018, 2019 & 2020 vests:
8,609
------------------- ---------------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
------------------------------------------------------------------
e) Date of the transaction 2021-03-24
--------------------------------------------- ------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------------------------- ------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Webb
--------------------------------------------- ------------------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status CEO of RUTM
--------------------------------------------- ------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
--------------------------------------------- ------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
--------------------------------------------- ------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
--------------------------------------------- ------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, Ordinary Shares of 5p each
type of instrument ISIN: GB0002148343
Identification code
--------------------------------------------- ------------------------------------------------------------------
b) Nature of the transaction Share awards vesting pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
--------------------------------------------- ------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------- ---------------------------------------------
Nil EIP 2016 vest:
10,690
------------------- ---------------------------------------------
Nil EIP 2017, 2018, 2019 & 2020 vests:
9,791
------------------- ---------------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
------------------------------------------------------------------
e) Date of the transaction 2021-03-24
--------------------------------------------- ------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------------------------- ------------------------------------------------------------------
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END
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