Morgan Stanley & Co. LLC Form 8.5 (EPT/RI)Replacement Royal Dutch Shell Plc (1388B)
October 02 2015 - 11:00AM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 1388B
Morgan Stanley & Co. LLC
02 October 2015
AMENDMENT(Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: BG Group Plc
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(d) Date dealing undertaken: 30 SEPTEMBER 2015
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect Yes
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
------------- ----------------- --------------- -------------------- ---------------
A ADSs PURCHASES 649,624 47.4700 46.8500
USD USD
------------- ----------------- --------------- -------------------- ---------------
A ADSs SALES 649,624 47.4700 46.8500
USD USD
------------- ----------------- --------------- -------------------- ---------------
B ADSs PURCHASES 799,933 47.5400 46.9900
USD USD
------------- ----------------- --------------- -------------------- ---------------
B ADSs SALES 795,103 47.5400 46.9900
USD USD
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 21.1207 21.0300
A ordinary PURCHASES 745 EUR EUR
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 21.1207 21.0300
A ordinary SALES 745 EUR EUR
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 PURCHASES 2,561 15.6181 15.3950
A ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 SALES 2,561 15.5400 15.3950
A ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 PURCHASES 31,926 15.7086 15.5393
B ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 SALES 31,926 15.6300 15.5388
B ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- ------------ ----------
N/A N/A N/A N/A N/A
---------- ------------- ------------------------------- ------------ ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
155.0000
A ADSs PUT PURCHASE 5,300 45.0000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
265.0000
A ADSs PUT PURCHASE 1,500 47.5000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
155.0000
A ADSs PUT SALE 5,300 45.0000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
265.0000
A ADSs PUT SALE 1,500 47.5000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
(ii) Exercise
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
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