TIDMTHR
RNS Number : 5472M
Thor Mining PLC
14 October 2016
Friday, 14 October 2016
THOR MINING PLC
Thor Mining PLC ("Thor" or the "Company")
The Directors of Thor Mining PLC (AIM, ASX: THR) today released
the following announcement on the Australian Securities Exchange
("ASX") as required under the listing rules of the ASX.
14 October 2016
Company Announcements Office,
ASX Securities Limited,
20 Bridge Street,
Sydney, N.S.W. 2000.
Appendix 3Ys - Issue of Shares and Options to Directors
The Directors of Thor Mining PLC ("Thor" or the "Company") (AIM,
ASX THR) advise that a total of 376,796,000 CDIs or Ordinary
Shares, together with 926,796,000 Unlisted Options (termed Warrants
in the UK) have been issued to Directors on the 7 October 2016 and
11 October 2016, following shareholder approval on 6 October 2016.
The table below summarises the securities issued and the resultant
balance of securities held by Directors following the issue,
including the resultant percentage of issued capital.
Director Shares/CDIs Resultant Shares/CDIs Options Resultant
issued held issued Options
held
--------------------------- ------------- --------------
Number Number % Number Number
----------------- ------------- ---------------- --------- ------------- --------------
Michael
Billing 219,126,000 523,437,378 7.0% 319,126,000 319,126,000
----------------- ------------- ---------------- --------- ------------- --------------
David
Thomas 57,670,000 133,330,470 1.8% 157,670,000 157,670,000
----------------- ------------- ---------------- --------- ------------- --------------
Gervaise
Heddle 100,000,000 100,000,000 1.3% 200,000,000 200,000,000
----------------- ------------- ---------------- --------- ------------- --------------
Paul Johnson - 112,066,237 1.5% 250,000,000 330,000,000
----------------- ------------- ---------------- --------- ------------- --------------
Total 376,796,000 868,834,085 11.6% 926,796,000 1,006,796,000
----------------- ------------- ---------------- --------- ------------- --------------
The applicable Appendix 3Y's are attached.
Enquiries:
Mick Billing +61 (8) 7324 Thor Mining PLC Executive
1935 Chairman
Ray Ridge +61 (8) 7324 Thor Mining PLC CFO/Company
1935 Secretary
Colin Aaronson/ +44 (0) 207 Grant Thornton UK Nominated
Daniel Bush/ 383 5100 LLP Adviser
Richard Tonthat
Gerry Beaney/ +44 (0) 20 Northland Capital Joint Broker
David Hignell 3861 6625 Partners Limited
John Howes
Nick Emerson +44 (0) 1483 SI Capital Joint Broker
/ 413 500
Andy Thacker
Tim Blythe/ +44 (0) 207 Blytheweigh Financial
Camilla Horsfall 138 3222 PR
Updates on the Company's activities are regularly posted on
Thor's website www.thormining.com,
which includes a facility to register to receive these updates
by email.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Michael Robert Billing
-------------------- -----------------------
Date of last notice 24 May 2015
-------------------- -----------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct & Indirect
interest
---------------------------- -------------------------------------------------------------
Nature of indirect Michael Billing is:
interest * a trustee and beneficiary of the Lapun Kamap Super
(including registered Fund and
holder)
Note: Provide details
of the circumstances * a director and shareholder of MBB Trading Pty Ltd.
giving rise to the
relevant interest.
---------------------------- -------------------------------------------------------------
Date of change 11 October 2016
---------------------------- -------------------------------------------------------------
No. of securities
held before change * 58,639,762 CDIs
- Direct
* 2,500,000 AIM listed Shares
---------------------------- -------------------------------------------------------------
No. of securities Held by Mr M Billing and
held before change Mrs B Billing as trustees
- Indirect and beneficiaries of the
Lapun Kamap Super Fund.
* 120,216,268 CDIs
Held by MBB Trading Pty Ltd
* 122,955,348 CDI
---------------------------- -------------------------------------------------------------
Class
* CDIs (ASX listed)
* Unlisted Options (expiry 11 April 2019, exercise
price GBP0.0005)
* Unlisted Options (expiry 26 July 2019, exercise price
GBP0.0005)
---------------------------- -------------------------------------------------------------
Number acquired - N/A
Direct
---------------------------- -------------------------------------------------------------
Number acquired - Mr M Billing and Mrs B Billing
Indirect as trustees and beneficiaries
of the Lapun Kamap Super
Fund:
* 139,126,000 CDIs
* 139,126,000 Unlisted Options (expiry 11 April 2019,
exercise price GBP0.0005)
* 100,000,000 Unlisted Options (expiry 26 July 2019,
exercise price GBP0.0005)
MBB Trading Pty Ltd:
* 80,000,000 CDIs
* 80,000,000 Unlisted Options (expiry 11 April 2019,
exercise price GBP0.0005)
---------------------------- -------------------------------------------------------------
Number disposed N/A
---------------------------- -------------------------------------------------------------
Value/Consideration - Conversion of A$95,000
(a) Note: If consideration owed to Mr Billing, into
is non-cash, provide a total of 219,126,000 CDI's
details and estimated at 0.025p per share and 219,126,000
valuation Unlisted Options (expiry
11 April 2016). The price
per share and the attaching
Options is consistent with
the most recent placements
to investors (refer ASX announcement
2 September 2016). The amount
owed comprised outstanding
salaries (A$55,000) and repayment
of loans advanced to the
Company (A$40,000).
- Nil consideration for the
100,000,000 Unlisted Options
(expiry 26 July 2016). These
Unlisted Options were granted
in addition to any Director
remuneration and is intended
to act as an incentive, to
align Directors with the
Company's strategic plan
and focus on optimising performance.
---------------------------- -------------------------------------------------------------
No. of securities
held after change * 58,639,762 CDIs
- Direct
* 2,500,000 AIM listed Shares
---------------------------- -------------------------------------------------------------
No. of securities Held by Mr M Billing and
held after change Mrs B Billing as trustees
- Indirect and beneficiaries of the
Lapun Kamap Super Fund.
* 259,342,268 CDIs
* 139,126,000 Unlisted Options (expiry 11 April 2019,
exercise price GBP0.0005)
* 100,000,000 Unlisted Options (expiry 26 July 2019,
exercise price GBP0.0005)
Held by MBB Trading Pty Ltd
* 202,955,348 CDI
* 80,000,000 Unlisted Options (expiry 11 April 2019,
exercise price GBP0.0005)
---------------------------- -------------------------------------------------------------
Nature of change All securities were issued
(b) Example: on-market following shareholder approval
trade, off-market on 6 October 2016.
trade, exercise of Refer to the above section
options, issue of entitled "Value/ Consideration".
securities under dividend
reinvestment plan,
participation in buy-back
---------------------------- -------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
--------------------------
Nature of interest
--------------------------
Name of registered
holder
(if issued securities)
--------------------------
Date of change
--------------------------
No. and class of
securities to which
interest related
prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
--------------------------
Interest acquired
--------------------------
Interest disposed
--------------------------
Value/Consideration
Note: If consideration
is non-cash, provide
details and an estimated
valuation
--------------------------
Interest after change
--------------------------
Part 3 - +Closed period
Were the interests No.
in the securities
or contracts detailed
above traded during
a +closed period
where prior written
clearance was required?
------------------------- ----
If so, was prior N/A
written clearance
provided to allow
the trade to proceed
during this period?
------------------------- ----
If prior written N/A
clearance was provided,
on what date was
this provided?
------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Gervaise Heddle
-------------------- ----------------
Date of last notice 29 July 2016
-------------------- ----------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct
interest
--------------------------- ---------------------------------------------------------------
Nature of indirect N/A
interest
(including registered
holder)
Note: Provide details
of the circumstances
giving rise to the
relevant interest.
--------------------------- ---------------------------------------------------------------
Date of change 11 October 2016 and 7 October
2016
--------------------------- ---------------------------------------------------------------
No. of securities Nil
held prior to change
-Direct
--------------------------- ---------------------------------------------------------------
No. of securities Nil
held prior to change-
Indirect
--------------------------- ---------------------------------------------------------------
Class
* Ordinary Shares (AIM listed) - issued 7 October 2016
* Unlisted Options (expiry 7 April 2019, exercise price
GBP0.0005) - issued 7 October 2016
* Unlisted Options (expiry 26 July 2019, exercise price
GBP0.0005) - issued 11 October 2016
--------------------------- ---------------------------------------------------------------
Number acquired -
Direct * 100,000,000 Ordinary Shares
* 100,000,000 Unlisted Options (expiry 7 April 2019,
exercise price GBP0.0005)
* 100,000,000 Unlisted Options (expiry 26 July 2019,
exercise price GBP0.0005)
? or indirect
--------------------------- ---------------------------------------------------------------
Number acquired - N/A
Indirect
--------------------------- ---------------------------------------------------------------
Number disposed N/A
--------------------------- ---------------------------------------------------------------
Value/Consideration - The Ordinary Shares were
-- Note: If consideration issued at a price of GBP0.00025
is non-cash, provide per Share with free attaching
details and estimated Unlisted Options (expiry
valuation 7 April 2016) on the basis
of one Option for each Ordinary
Share subscribed. Mr Heddle
participated in a placement
made to external investors.
The terms of the placement
to Mr Heddle was consistent
with that of other placees.
- Nil consideration for the
100,000,000 Unlisted Options
(expiry 26 July 2016). These
Unlisted Options were granted
in addition to any Director
remuneration and is intended
to act as an incentive, to
align Directors with the
Company's strategic plan
and focus on optimising performance.
--------------------------- ---------------------------------------------------------------
No. of securities
held after change * 100,000,000 Ordinary Shares
- Direct
* 100,000,000 Unlisted Options (expiry 7 April 2019,
exercise price GBP0.0005)
* 100,000,000 Unlisted Options (expiry 26 July 2019,
exercise price GBP0.0005)
--------------------------- ---------------------------------------------------------------
No. of securities Nil
held after change
- Indirect
--------------------------- ---------------------------------------------------------------
Nature of change All securities were issued
-- Example: on-market following shareholder approval
trade, off-market on 6 October 2016.
trade, exercise of Refer to the above section
options, issue of entitled "Value/ Consideration".
securities under
dividend reinvestment
plan, participation
in buy-back
--------------------------- ---------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
----------------------------
Nature of interest
----------------------------
Name of registered
holder
(if issued securities)
----------------------------
Date of change
----------------------------
No. and class of securities
to which interest
related prior to change
-- Note: Details are
only required for
a contract in relation
to which the interest
has changed
----------------------------
Interest acquired
----------------------------
Interest disposed
----------------------------
Value/Consideration
-- Note: If consideration
is non-cash, provide
details and an estimated
valuation
----------------------------
Interest after change
----------------------------
Part 3 - +Closed period
Were the interests No
in the securities
or contracts detailed
above traded during
a +closed period where
prior written clearance
was required?
--------------------------- ----
If so, was prior written N/A
clearance provided
to allow the trade
to proceed during
this period?
--------------------------- ----
If prior written clearance N/A
was provided, on what
date was this provided?
--------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Thor Mining PLC
------------------------------
ABN 121 117 673
------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Paul Johnson
-------------------- -----------------
Date of last notice 8 September 2016
-------------------- -----------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Direct or indirect interest Direct
----------------------------- ------------------------------------------------------------
Nature of indirect interest N/A
(including registered
holder)
Note: Provide details
of the circumstances
giving rise to the relevant
interest.
----------------------------- ------------------------------------------------------------
Date of change 11 October 2015
----------------------------- ------------------------------------------------------------
No. of securities held
prior to change - Direct * 112,066,237 Ordinary Shares (AIM listed)
* 80,000,000 Unlisted Options (expiry 1 December 2018,
exercise price GBP0.0005)
----------------------------- ------------------------------------------------------------
No. of securities held Nil
prior to change - Indirect
----------------------------- ------------------------------------------------------------
Class
* Unlisted Options (expiry 2 September 2019, exercise
price GBP0.0005)
----------------------------- ------------------------------------------------------------
Number acquired - Direct 250,000,000 Unlisted
Options (expiry 2 September
2019, exercise price
GBP0.0005)
----------------------------- ------------------------------------------------------------
Number acquired - Indirect Nil
----------------------------- ------------------------------------------------------------
Number disposed Nil
----------------------------- ------------------------------------------------------------
Value/Consideration The Shares were issued
-- Note: If consideration in lieu of cash payment
is non-cash, provide for Director's fees
details and estimated for one year from the
valuation date of appointment
-- on 2 September 2016.
The issue of the Unlisted
Options was approved
by shareholders on 6
October 2016.
The value of annual
Director's fees that
would have otherwise
been payable is $40,000.
----------------------------- ------------------------------------------------------------
No. of securities held
after change - Direct * 112,066,237 Ordinary Shares (AIM listed)
* 80,000,000 Unlisted Options (expiry 1 December 2018,
exercise price GBP0.0005)
* 250,000,000 Unlisted Options (expiry 2 September
2019, exercise price GBP0.0005)
----------------------------- ------------------------------------------------------------
No. of securities held Nil
after change - Indirect
----------------------------- ------------------------------------------------------------
Nature of change The Unlisted Options
-- Example: on-market were issued following
trade, off-market trade, shareholder approval
exercise of options, on 6 October 2016.
issue of securities Refer to the above section
under dividend reinvestment entitled "Value/ Consideration".
plan, participation
in buy-back
----------------------------- ------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Detail of contract
----------------------------
Nature of interest
----------------------------
Name of registered
holder
(if issued securities)
----------------------------
Date of change
----------------------------
No. and class of securities
to which interest
related prior to change
-- Note: Details are
only required for
a contract in relation
to which the interest
has changed
----------------------------
Interest acquired
----------------------------
Interest disposed
----------------------------
Value/Consideration
-- Note: If consideration
is non-cash, provide
details and an estimated
valuation
----------------------------
Interest after change
----------------------------
Part 3 - +Closed period
Were the interests No.
in the securities
or contracts detailed
above traded during
a +closed period where
prior written clearance
was required?
--------------------------- ----
If so, was prior written No.
clearance provided
to allow the trade
to proceed during
this period?
--------------------------- ----
If prior written clearance N/A
was provided, on what
date was this provided?
--------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
-- Name of Director David Edward Thomas
-------------------- --------------------
Date of last notice 17 December 2015
-------------------- --------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct
interest
---------------------------- -------------------------------------------------------------
Nature of indirect N/A
interest
(including registered
holder)
Note: Provide details
of the circumstances
giving rise to the
relevant interest.
---------------------------- -------------------------------------------------------------
Date of change 11 October 2016
---------------------------- -------------------------------------------------------------
No. of securities 75,660,470 CDIs
held prior to change:
Direct.
---------------------------- -------------------------------------------------------------
No. of securities Nil
held prior to change:
Indirect.
---------------------------- -------------------------------------------------------------
Class
* CDIs (ASX listed)
* Unlisted Options (expiry 11 April 2019, exercise
price GBP0.0005)
* Unlisted Options (expiry 26 July 2019, exercise price
GBP0.0005)
---------------------------- -------------------------------------------------------------
Number acquired -
Direct * 57,670,000 CDIs
* 57,670,000 Unlisted Options (expiry 11 April 2019,
exercise price GBP0.0005)
* 100,000,000 Unlisted Options (expiry 26 July 2019,
exercise price GBP0.0005)
---------------------------- -------------------------------------------------------------
Number acquired - Nil
Indirect
---------------------------- -------------------------------------------------------------
Number disposed Nil
---------------------------- -------------------------------------------------------------
Value/Consideration - Conversion of A$25,000
(a) Note: If consideration owed to Mr Thomas, into a
is non-cash, provide total of 57,670,000 CDI's
details and estimated at 0.025p per share and 57,670,000
valuation Unlisted Options (expiry
11 April 2016). The price
per share and the attaching
Options is consistent with
the most recent placement
to investors (refer ASX announcement
2 September 2016).
- Nil consideration for the
100,000,000 Unlisted Options
(expiry 26 July 2016). These
Unlisted Options were granted
in addition to any Director
remuneration and is intended
to act as an incentive, to
align Directors with the
Company's strategic plan
and focus on optimising performance.
---------------------------- -------------------------------------------------------------
No. of securities
held after change: * 133,330,470 CDIs
Direct
* 57,670,000 Unlisted Options (expiry 11 April 2019,
exercise price GBP0.0005)
* 100,000,000 Unlisted Options (expiry 26 July 2019,
exercise price GBP0.0005)
---------------------------- -------------------------------------------------------------
No. of securities Nil
held after change:
Indirect
---------------------------- -------------------------------------------------------------
Nature of change All securities were issued
(b) Example: on-market following shareholder approval
trade, off-market on 6 October 2016.
trade, exercise of Refer to the above section
options, issue of entitled "Value/ Consideration".
securities under
dividend reinvestment
plan, participation
in buy-back
---------------------------- -------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
----------------------------
Nature of interest
----------------------------
Name of registered
holder
(if issued securities)
----------------------------
Date of change
----------------------------
No. and class of
securities to which
interest related
prior to change
(c) Note: Details
are only required
for a contract in
relation to which
the interest has
changed
----------------------------
Interest acquired
----------------------------
Interest disposed
----------------------------
Value/Consideration
(d) Note: If consideration
is non-cash, provide
details and an estimated
valuation
----------------------------
Interest after change
----------------------------
Part 3 - +Closed period
Were the interests No
in the securities
or contracts detailed
above traded during
a +closed period
where prior written
clearance was required?
------------------------- ----
If so, was prior N/A
written clearance
provided to allow
the trade to proceed
during this period?
------------------------- ----
If prior written N/A
clearance was provided,
on what date was
this provided?
------------------------- ----
This information is provided by RNS
The company news service from the London Stock Exchange
END
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