Trinity Capital PLC Holding(s) in Company (9762P)
November 23 2016 - 9:08AM
UK Regulatory
TIDMTRC
RNS Number : 9762P
Trinity Capital PLC
23 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Trinity Capital plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ------------------------
Other (please
specify):
---------------------------------------------------------- ------------------------
3. Full name of person(s) QVT Financial LP
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -------------------------
4. Full name of shareholder(s) QVT Fund LP
(if different from 3.):(iv) Quintessence Fund L.P.
----------------------------------------------------------- -------------------------
5. Date of the transaction 21 November 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------
6. Date on which issuer 23 November 2016
notified:
----------------------------------------------------------- -------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 25%, 24%
----------------------------------------------------------- -------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------- -------------- --------- ------------ ------------ -----------
GB00B0ZL5243 51,581,760 51,581,760 49,132,851 49,132,851 23.35%
---------------- ----------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- --------------- ---------------- ------------------------- -----------------------
CFD Nominal Delta
--------------- -------------- --------------- ---------------- ------------ ---------
0 0%
------------- ------------ ------------- ------------ ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
49,132,851 23.35%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------
Proxy Voting:
---------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ------------------
13. Additional information:
------------------------------------------------------------- ------------------
14. Contact name: Meg Eisner
------------------------------------------------------------- ------------------
15. Contact telephone number: +1 (212) 705 6229
------------------------------------------------------------- ------------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-------------------------------------------------------------------
Full name QVT Financial LP
(including legal form of
legal entities)
------------------------------------ -----------------------------
Contact address 1177 Avenue of the Americas,
(registered office for legal 9(th) Floor
entities) New York, NY 10036, USA
------------------------------------ -----------------------------
Phone number & email +1 (212) 705-8800
regulatoryfilings@qvt.com
------------------------------------ -----------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ -----------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------
Full name
------------------------------------ -----------------------------
Contact address
------------------------------------ -----------------------------
Phone number & email
------------------------------------ -----------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ -----------------------------
C: Additional information
-------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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