Current Report Filing (8-k)
July 13 2022 - 3:08PM
Edgar (US Regulatory)
0001089907
false
0001089907
2022-07-13
2022-07-13
0001089907
us-gaap:CommonStockParOrStatedValuePerShare
2022-07-13
2022-07-13
0001089907
us-gaap:PreferredStockMember
2022-07-13
2022-07-13
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report
(Date of Earliest Event Reported): July 13,
2022
SWK HOLDINGS
CORPORATION
(Exact Name
of the Registrant as Specified in Its Charter)
Delaware
(State or
Other Jurisdiction of Incorporation)
| 001-39184 |
77-0435679 |
| (Commission
File Number) |
(IRS
Employer Identification No.) |
| |
|
| 14755
Preston Road, Suite 105, Dallas, TX |
75254 |
| (Address
of Principal Executive Offices) |
(Zip
Code) |
(972) 687-7250
(Registrant’s
Telephone Number, Including Area Code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
| o |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o |
Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to
Section 12(b) of the Act:
| Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on
which registered |
Common
Stock, par value
$0.001 per share |
SWKH |
The Nasdaq
Stock Market LLC
|
Preferred
Stock
Purchase Rights |
SWKH |
The Nasdaq
Stock Market LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 7.01. Regulation FD Disclosure.
On July 13, 2022, SWK Holdings Corporation (the “Company”)
issued a press release commemorating the ten-year anniversary of the commencement of its specialty finance business strategy.
By filing this Current Report on Form 8-K and furnishing the information
contained herein, the Company makes no admission as to the materiality of any information in this report that is required to be disclosed
solely by reason of Regulation FD.
The information presented in Item 7.01 of this Current Report on Form 8-K
and Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of that section, unless the Company specifically states that
the information is to be considered “filed” under the Exchange Act or specifically incorporates it by reference into a filing
under the Securities Act of 1933, as amended, or the Exchange Act.
| Item 9.01(d). Financial Statements and Exhibits. |
See Exhibit Index immediately following the signature page
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SWK HOLDINGS CORPORATION |
| |
|
| By: |
/s/ WINSTON BLACK |
| |
Winston Black |
| |
Chief Executive Officer |
Date: July 13, 2022
EXHIBIT INDEX
SWK (NASDAQ:SWKH)
Historical Stock Chart
From Jan 2025 to Feb 2025
SWK (NASDAQ:SWKH)
Historical Stock Chart
From Feb 2024 to Feb 2025
