- Amended Statement of Ownership (SC 13G/A)
February 10 2011 - 12:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Compellent Technologies, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
20452A 10 8
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
o
Rule 13d-1(c)
þ
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING PERSONS
El Dorado Ventures VI, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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California
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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2,126,264 (see Item 4)
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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2,126,264
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,126,264 (see Item 4)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.64%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Page 2 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
El Dorado Technology 01, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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California
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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64,849 (see Item 4)
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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64,849
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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64,849 (see Item 4)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.20%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Page 3 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
El Dorado Venture Partners VI, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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California
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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2,191,113* (see Item 4)
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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2,191,113*
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,191,113* (see Item 4)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.85%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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* Includes 2,126,264
shares held by El Dorado Ventures VI, L.P. (EDV VI) and
64,849 shares held by El Dorado Technology 01, L.P. (EDT
01). The Reporting Person is the general partner of EDV
VI and EDT 01.
Page 4 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
Charles Beeler
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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75,692*
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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2,191,113** (see Item 4)
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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75,692*
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WITH:
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8
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SHARED DISPOSITIVE POWER
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2,191,113**
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,266,805* ** (see Item 4)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.06%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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* Includes 75,692 shares which may be acquired within 60 days of December 31, 2010 upon exercise of options.
** Includes 2,126,264
shares held by EDV VI and 64,849 shares held by EDT 01. The
Reporting Person is a managing member of El Dorado Venture Partners
VI, LLC (EDVP VI), the general partner of EDV VI and EDT
01.
Page 5 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
Thomas Peterson
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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2,191,113* (see Item 4)
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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2,191,113*
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,191,113* (see Item 4)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.85%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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* Includes 2,126,264
shares held by EDV VI and 64,849 shares held by EDT 01. The
Reporting Person is a managing member of EDVP VI, the general partner of EDV VI and EDT 01.
Page 6 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
M. Scott Irwin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
|
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SHARED VOTING POWER
|
BENEFICIALLY
|
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|
OWNED BY
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2,191,113* (see Item 4)
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|
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EACH
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7
|
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SOLE DISPOSITIVE POWER
|
REPORTING
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|
PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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2,191,113*
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9
|
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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|
|
2,191,113* (see Item 4)
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|
10
|
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.85%
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|
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
|
* Includes 2,126,264
shares held by EDV VI and 64,849 shares held by EDT 01. The
Reporting Person is a managing member of EDVP VI, the general partner of EDV VI and EDT 01.
Page 7 of 11 Pages
Item 1.
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Compellent Technologies, Inc.
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(b)
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Address of Issuers Principal Executive Offices
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7625 Smetana Lane
Eden Prairie, MN 55344
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Item 2.
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(a)
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Name of Person Filing
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El Dorado Ventures VI, L.P. (EDV VI)
El Dorado Technology 01, L.P. (EDT 01)
El Dorado Venture Partners VI, LLC (EDVP VI)
Charles Beeler
Thomas Peterson
M. Scott Irwin
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(b)
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Address of Principal Business Office or, if none, Residence
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2440 Sand Hill Road, Ste. 200
Menlo Park, CA 94025
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Entities:
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EDV VI California
EDT 01 California
EDVP VI California
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Individuals:
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Charles Beeler United States
Thomas Peterson United States
M. Scott Irwin United States
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(d)
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Title of Class of Securities
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c),
check whether the person filing is a:
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Not applicable
Page 8 of 11
Pages
On December 12, 2010, the Issuer entered into an Agreement and Plan of Merger (the Merger
Agreement) with Dell International L.L.C., a wholly-owned subsidiary of Dell Inc. (Dell
International) and Dell Trinity Holdings Corp., a wholly-owned subsidiary of Dell International
(Merger Sub), pursuant to which Merger Sub will merge with and into the Issuer (the Merger),
with the Issuer continuing as the surviving corporation and a wholly-owned subsidiary of Dell
International. In connection with the Merger Agreement, on December 12, 2010, EDV VI, EDT 01
and EDVP VI entered into Voting and Support Agreements (the Support Agreements) with Dell
International. Under the terms of the Support Agreements, each of the above stockholders, among
other things, has agreed to vote, and has irrevocably appointed Dell International as its proxy to
vote, all outstanding shares of the Issuers common stock held by such stockholder at any meeting
of (or action by written consent taken by) stockholders of the Issuer (1) in favor of the Merger
and the adoption of the Merger Agreement and the approval of the transactions contemplated by the
Merger Agreement, (2) against any action or agreement that would result in a breach of any
representation, warranty, covenant or other obligation of the Issuer under the Merger Agreement,
and (3) against certain other transactions (other than the Merger), including, among others, (i)
any extraordinary corporate transaction, such as a merger, consolidation or other business
combination involving the Issuer or any of its subsidiaries (other than the Merger), (ii) any
reorganization, recapitalization, dissolution or liquidation of the Issuer or any of its
subsidiaries, (iii) any sale, lease, license or other transfer of a material portion of the rights
or assets of the Issuer or any of its subsidiaries outside the ordinary course of business, (iv)
any change in a majority of the board of directors of the Issuer, or (v) any action that is
intended, or would reasonably be expected, to impede, interfere with, delay, postpone, discourage
or adversely affect the Merger or any of the other transactions or actions contemplated by the
Merger Agreement or the Support Agreements. On January 31, 2011, the Support Agreements were
amended to clarify that the stockholders obligations under the Support Agreements with respect to
the Merger Agreement shall apply to the Merger Agreement as it has been or may be amended from time
to time. As a result of the Support Agreements, each of EDV VI, EDT 01 and EDVP VI will share
voting power of its shares for the sole purposes set forth in the Support Agreements. A copy of
the Form of Support Agreement is filed as Exhibit 2.2 to the Issuers Current Report on Form 8-K
filed with the Securities and Exchange Commission (SEC) on December 16, 2010. A copy of the Form
of Amendment No. 1 to the Support Agreement is filed as Exhibit 2.2 to the Issuers Current Report
on Form 8-K filed with the SEC on February 1, 2011.
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EDV VI
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EDT 01
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EDVP VI(1)
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(a) Beneficial Ownership
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2,126,264
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64,849
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2,191,113
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(b) Percentage of Class
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6.64
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%
|
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0.20
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%
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6.85
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%
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(c) Sole Voting Power
|
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-0-
|
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|
|
-0-
|
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-0-
|
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Shared Voting Power
|
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|
2,126,264
|
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|
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64,849
|
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|
|
2,191,113
|
|
Sole Dispositive Power
|
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|
2,126,264
|
|
|
|
64,849
|
|
|
|
2,191,113
|
|
Shared Dispositive Power
|
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|
-0-
|
|
|
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-0-
|
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-0-
|
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Charles
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Thomas
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Beeler(2)(3)
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Peterson(2)
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M. Scott Irwin(2)
|
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(a) Beneficial Ownership
|
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|
2,266,805
|
|
|
|
2,191,113
|
|
|
|
2,191,113
|
|
(b) Percentage of Class
|
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|
7.06
|
%
|
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|
6.85
|
%
|
|
|
6.85
|
%
|
(c) Sole Voting Power
|
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|
75,692
|
|
|
|
-0-
|
|
|
|
-0-
|
|
Shared Voting Power
|
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|
2,191,113
|
|
|
|
2,191,113
|
|
|
|
2,191,113
|
|
Sole Dispositive Power
|
|
|
75,692
|
|
|
|
-0-
|
|
|
|
-0-
|
|
Shared Dispositive Power
|
|
|
2,191,113
|
|
|
|
2,191,113
|
|
|
|
2,191,113
|
|
|
|
|
(1)
|
|
Includes 2,126,264 shares held by EDV VI and 64,849 shares held by EDT 01. The
Reporting Person is the general partner of ED VI and EDT 01.
|
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(2)
|
|
Includes 2,126,264 shares held by EDV VI and 64,849 shares held by EDT 01. The Reporting
Person is a managing member of EDVP VI, the general partner of EDV VI and EDT 01.
|
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(3)
|
|
Includes 75,692 shares which may be acquired within 60 days of December 31, 2010 upon exercise
of options.
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Item 5.
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Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following:
o
.
Page 9 of 11 Pages
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
|
Not applicable.
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Item 7.
|
|
Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on By the Parent Holding Company or Control Person.
|
Not applicable.
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Item 8.
|
|
Identification and Classification of Members of the Group
|
Not applicable.
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|
Item 9.
|
|
Notice of Dissolution of a Group
|
Not applicable.
Not applicable.
Page 10 of 11
Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
February 9, 2011
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EL DORADO VENTURES VI, L.P.
|
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EL DORADO TECHNOLOGY 01, L.P.
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By:
|
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El Dorado Venture Partners VI, LLC
its general partner
|
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By:
|
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El Dorado Venture Partners VI, LLC
its general partner
|
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By:
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/s/ Charles Beeler
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By:
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/s/ Charles Beeler
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Managing Member
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Managing Member
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EL DORADO VENTURE PARTNERS VI, LLC
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By:
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/s/ Charles Beeler
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Managing Member
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/s/ Charles Beeler
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Charles Beeler
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/s/ Thomas Peterson
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Thomas Peterson
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/s/ M. Scott Irwin
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M. Scott Irwin
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Page 11 of 11
Pages
Compellent Technologies (NYSE:CML)
Historical Stock Chart
From Dec 2024 to Jan 2025
Compellent Technologies (NYSE:CML)
Historical Stock Chart
From Jan 2024 to Jan 2025