Initial Statement of Beneficial Ownership (3)
July 08 2020 - 2:54PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Stone John H |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/1/2020
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3. Issuer Name and Ticker or Trading Symbol
DEERE & CO [DE]
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(Last)
(First)
(Middle)
ONE JOHN DEERE PLACE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Pres., WW Const & For & Pow Sy / |
(Street)
MOLINE, IL 61265
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
$1 Par Common Stock (1) | 7763 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Market Priced Employee Stock Options (2)(3) | 12/11/2014 | 12/11/2023 | Common Stock | 2000 | $87.46 | D | |
Market Priced Employee Stock Options (2)(3) | 12/10/2015 | 12/10/2024 | Common Stock | 10068 | $88.185 | D | |
Market Priced Employee Stock Options (2)(3) | 12/9/2016 | 12/9/2025 | Common Stock | 11731 | $79.24 | D | |
Market Priced Employee Stock Options (2)(3) | 12/14/2017 | 12/14/2026 | Common Stock | 4235 | $100.55 | D | |
Market Priced Employee Stock Options (2)(3) | 12/13/2018 | 12/13/2027 | Common Stock | 3710 | $151.95 | D | |
Market Priced Employee Stock Options (2)(3) | 12/12/2019 | 12/12/2028 | Common Stock | 3219 | $148.14 | D | |
Market Priced Employee Stock Options (2)(3) | 12/11/2020 | 12/11/2029 | Common Stock | 4220 | $169.7 | D | |
Explanation of Responses: |
(1) | Includes 2,046 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares. |
(2) | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
(3) | The options become exercisable in three approximately equal installments one, two and three years after grant. The date listed in column 2 is the initial installment exercisable date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stone John H ONE JOHN DEERE PLACE MOLINE, IL 61265 |
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| Pres., WW Const & For & Pow Sy |
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Signatures
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/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney | | 7/8/2020 |
**Signature of Reporting Person | Date |
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