Statement of Changes in Beneficial Ownership (4)
August 04 2020 - 12:56PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DICCIANI NANCE K |
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO
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HAL
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
439 DRESHERTOWN ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/3/2020 |
(Street)
FORT WASHINGTON, PA 19034
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/3/2020 | | M | | 4128 (1) | A | $0 | 27172.236 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
8/2019 Restricted Stock Units | (2) | 8/3/2020 | | M | | | 2006 | (3) | (3) | Common Stock | 2006 | $0 | 6021 | D | |
8/2018 Restricted Stock Units | (2) | 8/3/2020 | | M | | | 1055 | (3) | (3) | Common Stock | 1055 | $0 | 2111 | D | |
8/2017 Restricted Stock Units | (2) | 8/3/2020 | | M | | | 1067 | (3) | (3) | Common Stock | 1067 | $0 | 1068 | D | |
8/2016 Restricted Stock Units | (2) | | | | | | | (3) | (3) | Common Stock | 4628.278 | | 4628.278 | D | |
8/2015 Restricted Stock Units | (2) | | | | | | | (3) | (3) | Common Stock | 5030.203 | | 5030.203 | D | |
8/2014 Restricted Stock Units | (2) | | | | | | | (3) | (3) | Common Stock | 2984.282 | | 2984.282 | D | |
8/2013 Restricted Stock Units | (2) | | | | | | | (3) | (3) | Common Stock | 4173.109 | | 4173.109 | D | |
8/2012 Restricted Stock Units | (2) | | | | | | | (3) | (3) | Common Stock | 6175.755 | | 6175.755 | D | |
Stock Equivalent Units | (4) | | | | | | | (5) | (5) | Common Stock | 14906.936 | | 14906.936 | D | |
Explanation of Responses: |
(1) | Vesting of 25% of restricted stock units granted on August 1, 2017, August 1, 2018, and August 1, 2019. |
(2) | Each restricted stock unit represents a right to receive one share of the Company's common stock. |
(3) | The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director. |
(4) | The security converts to common stock on a one-for-one basis. |
(5) | The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DICCIANI NANCE K 439 DRESHERTOWN ROAD FORT WASHINGTON, PA 19034 | X |
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Signatures
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/s/ Bruce A. Metzinger, by Power of Attorney | | 8/4/2020 |
**Signature of Reporting Person | Date |
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