Statement of Changes in Beneficial Ownership (4)
March 17 2021 - 4:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
HENDRIX RICHARD J |
2. Issuer Name and Ticker or Trading Symbol
Danimer Scientific, Inc.
[
DNMR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O DANIMER SCIENTIFIC, INC., 140 INDUSTRIAL BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2021 |
(Street)
BAINBRIDGE, GA 39817
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock ("Common Stock") | 3/15/2021 | | J(1) | | 4905000 | D | (1) | 0 | I | Seefootnote (1) |
Common Stock | | | | | | | | 5000000 | I | Seefootnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents the pro rata in-kind distribution of all of the shares of Common Stock of the Issuer held by Live Oak ValFund Plastics Fund LLC ("ValFund"), without consideration, to its members. Live Oak Merchant Partners, LLC ("Live Oak Merchant Partners") is a manager of ValFund and may be deemed to have shared voting control and investment discretion over the securities owned by ValFund. The Reporting Person is a controlling person of Live Oak Merchant Partners, and therefore may be deemed to have shared voting control and investment discretion over the securities owned by ValFund and Live Oak Merchant Partners. The Reporting Person is not a member of ValFund, did not receive any distribution of the shares of Common Stock of the Issuer owned by ValFund, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
(2) | As previously reported, Live Oak Sponsor Partners, LLC (the "Sponsor") acquired 5,000,000 shares of Common Stock upon conversion, on a one-for-one basis, of shares of Class B Common Stock of Issuer upon completion of Issuer's initial business combination on December 29, 2020. The Reporting Person is a managing member of the Sponsor and as such, has voting and investment discretion with respect to the Common Stock held by the Sponsor and may be deemed to have beneficial ownership of such Common Stock. The Reporting Person disclaims any beneficial ownership of such shares of Common Stock other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HENDRIX RICHARD J C/O DANIMER SCIENTIFIC, INC. 140 INDUSTRIAL BOULEVARD BAINBRIDGE, GA 39817 | X |
|
|
|
Signatures
|
/s/ Richard J. Hendrix | | 3/17/2021 |
**Signature of Reporting Person | Date |
Live Oak Acquisition (NYSE:LOAK)
Historical Stock Chart
From Jun 2024 to Jul 2024
Live Oak Acquisition (NYSE:LOAK)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Live Oak Acquisition Corp (New York Stock Exchange): 0 recent articles
More Danimer Scientific, Inc. News Articles