Current Report Filing (8-k)
August 17 2016 - 3:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITY
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities and Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 15, 2016
NUSTATE
ENERGY HOLDINGS, INC.
(Exact
name of Registrant as specified in its charter)
Florida
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000-25753
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87-04496677
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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401
East Olas Blvd Suite 1400
Ft.
Lauderdale, Florida 33301
(Address
of principal executive offices, including zip code)
(954)
712-7487
(Registrant’s telephone number, including area code)
Check
the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under
any of the following provisions:
[ ]
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Written
communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
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Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
On
August 15, 2016 the Company’s Board of Directors appointed Mark B. Lucky as the Company’s interim Chief Financial
Officer.
Since
June, 2014 Mr. Lucky has worked as a consultant at Mid-Atlantic CFO Advisory Services, LLC, a firm that he started, which provides
integrated finance solutions, including chief financial officer and controller services. Prior to that, Mr. Lucky has served as
the Chief Financial Officer for several small cap public companies, including Intelligent Living America, Inc., IceWEB Inc., and
HASCO Medical, Inc. He has over 25 years of professional experience in high growth/start-up ventures and established companies,
with multi-industry experience.
His
work experience includes consulting at Bearing Point on their financial restatement project, holding the position of
Vice President of Finance and Administration at Galt Associates, Inc., a Sterling, Virginia informatics/ technology and medical
research services company as well as Vice President of Finance and Administration of MindShare Design, Inc., a San Francisco,
California based internet technology company. During his career Mr. Lucky has also been employed by Axys Pharmaceuticals,
Inc., a NASDAQ-listed San Francisco, California-based early stage drug discovery biotech company (acting CFO and Senior Director
of Finance), PriceWaterhouseCoopers, LLC, COMPASS Management and Leasing, Inc. (Vice President – Finance),
The Walt Disney Company (Manager, Operations Planning & Analysis, Manager of Corporate Planning), and KPMG. Mr. Lucky was
formerly a member of the board of directors of Monster Arts, Inc. and HASCO Medical, Inc. Mr. Lucky is a CPA and received his
B.A., Economics, from the University of California at Los Angeles.
Section
9- Financial Statements and Exhibits
Not
applicable.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
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NUSTATE
ENERGY HOLDINGS, INC.
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Date:
August 17, 2016
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By:
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/s/
Kevin Yates
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Kevin
Yates
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Chief
Executive Officer
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