Invesco UK Ltd Invesco Ltd: Form 8.3 - Horizon Therapeutics Plc
December 13 2022 - 8:08AM
UK Regulatory
TIDMIRSH
FORM 8.3
IRISH TAKEOVER PANEL
OPENING POSITION DISCLOSURE/DEALING DISCLOSURE UNDER RULE 8.3 OF
THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER
RULES, 2022 BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1. KEY INFORMATION
(a) Full name of discloser Invesco Ltd.
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(b) Owner or controller of interests and short positions
disclosed, if different from 1(a)
The naming of nominee or vehicle companies is insufficient.
For a trust, the trustee(s), settlor and beneficiaries
must be named.
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(c) Name of offeror/offeree in relation to whose relevant Horizon
securities this form relates Therapeutics
Use a separate form for each offeror/offeree PLC
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(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree
(Note 1)
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(e) Date position held/dealing undertaken 12/12/2022
For an opening position disclosure, state the latest
practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the N/A
discloser also making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer, state
"N/A"
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2. INTERESTS AND SHORT POSITIONS
If there are interests and short positions to disclose in more
than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 2 for each additional class of relevant
security.
Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the
dealing (if any) (Note 2)
Class of relevant security
(Note 3) Common Stock IE00BQPVQZ61
-------------------------------------------------------- ------------------------------
Short
Interests positions
-------------------------------------------------------- ----------------- -----------
Number % Number %
-------------------------------------------------------- --------- ------ ------ ---
(1) Relevant securities owned and/or controlled 2,137,384 0.942
-------------------------------------------------------- --------- ------ ------ ---
(2) Cash-settled derivatives
-------------------------------------------------------- --------- ------ ------ ---
(3) Stock-settled derivatives (including options)
and agreements to purchase/ sell
-------------------------------------------------------- --------- ------ ------ ---
Total 2,137,384 0.942
-------------------------------------------------------- --------- ------ ------ ---
All interests and all short positions should be disclosed.
Details of options including rights to subscribe for new
securities and any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (Note 4)
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities (Note 5)
----------------- ------------- ----------- --------------
Common Stock Purchase 69 112.36 USD
----------------- ------------- ----------- --------------
Common Stock Sale 1,375,000 111.49 USD
----------------- ------------- ----------- --------------
Common Stock Sale 6 112.36 USD
----------------- ------------- ----------- --------------
Common Stock Purchase 24 97.29 USD
----------------- ------------- ----------- --------------
Common Stock Sale 2 111.79 USD
----------------- ------------- ----------- --------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ closing a long/ short position, increasing/ reference per unit
security e.g. CFD reducing a long/ short position securities (Note 5)
(Note 6)
--------- ------------ ---------------------------------------------------------- ----------- ---------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, purchasing, selling, varying Number Exercise Type Expiry Option
relevant description e.g. call etc. of price per e.g. date money
security option securities unit American, paid/
to which European received per unit
option etc.
relates
(Note 6)
--------- ---------------------- ------------------------------------- ----------- ---------- ---------- ------ ------------------
(ii) Exercise
Class of Product Exercising/ Number of Exercise
relevant description exercised securities price per
security e.g. call against unit
option (Note 5)
--------- ------------ ----------- ----------- ----------
(d) Other dealings (including transactions in respect of new securities) (Note 3)
Class of Nature of dealing Details Price per unit (if
relevant e.g. subscription, applicable)
security conversion, exercise (Note 5)
--------- --------------------- ------- ------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or
refrain from dealing entered into by
the person making the disclosure and
any party to the offer or any person
acting in concert with a party to the
offer.
Irrevocable commitments and letters
of intent should not be included. If
there are no such agreements, arrangements
or understandings, state "none"
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(b) Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement
or understanding between the person
disclosing and any other person relating
to the voting rights of any relevant
securities under any option referred
to on this form or relating to the voting
rights or future acquisition or disposal
of any relevant securities to which
any derivative referred to on this form
is referenced. If none, this should
be stated.
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(c) Attachments
Is a Supplemental Form 8 attached? NO
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Date of disclosure 13/12/2022
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Contact name Caroline Hellriegel
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Telephone number +1 713 214 1993
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Public disclosures under Rule 8.3 of the Rules must be made to a
Regulatory Information Service.
(END) Dow Jones Newswires
December 13, 2022 09:08 ET (14:08 GMT)
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