BARCLAYS PLC Form 8.3 - ARRIS GROUP INC
July 03 2015 - 7:27AM
UK Regulatory
TIDMBARC
FORM 8.3
PUBLIC
OPENING
POSITION
DISCLOSURE/DEALING
DISCLOSURE BY
A PERSON WITH
INTERESTS
IN RELEVANT
SECURITIES
REPRESENTING
1% OR
MORE
Rule 8.3
of the
Takeover
Code (the
"Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 2 July 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? PACE PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,936 0.01% 449,443 0.31%
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 17,300 0.01% 32,700 0.02%
(4)
TOTAL: 161,236 0.11% 1,222,326 0.88%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of
relevant
security
in relation
to
which
subscription
right exists
Details,
including
nature
of the rights
concerned and
relevant
percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
ORD Purchase 100 30.5500 USD
ORD Purchase 100 30.7600 USD
ORD Purchase 100 30.8700 USD
ORD Purchase 135 30.8200 USD
ORD Purchase 290 30.9268 USD
ORD Purchase 400 30.9842 USD
ORD Purchase 419 30.8362 USD
ORD Purchase 600 30.8027 USD
ORD Purchase 800 30.7599 USD
ORD Purchase 1,031 30.7546 USD
ORD Purchase 1,222 30.8032 USD
ORD Purchase 1,371 30.8100 USD
ORD Purchase 1,418 30.7650 USD
ORD Purchase 1,500 30.8526 USD
ORD Purchase 2,024 30.7884 USD
ORD Purchase 2,244 30.7507 USD
ORD Purchase 2,500 30.7956 USD
ORD Purchase 3,503 30.8522 USD
ORD Purchase 7,464 30.7824 USD
ORD Purchase 9,071 30.8247 USD
ORD Purchase 10,964 30.8441 USD
ORD Purchase 10,964 30.8653 USD
ORD Sale 27 30.8700 USD
ORD Sale 100 30.7000 USD
ORD Sale 100 30.7700 USD
ORD Sale 100 31.0400 USD
ORD Sale 100 31.0500 USD
ORD Sale 100 31.1600 USD
ORD Sale 200 30.7950 USD
ORD Sale 200 30.8800 USD
ORD Sale 320 30.6881 USD
ORD Sale 356 30.6268 USD
ORD Sale 373 30.8341 USD
ORD Sale 600 30.8263 USD
ORD Sale 700 30.7955 USD
ORD Sale 700 30.7957 USD
ORD Sale 1,100 30.8641 USD
ORD Sale 1,200 30.7802 USD
ORD Sale 1,322 30.9887 USD
ORD Sale 1,525 30.8696 USD
ORD Sale 1,800 30.7956 USD
ORD Sale 2,300 30.8956 USD
ORD Sale 2,749 30.7632 USD
ORD Sale 9,857 30.7434 USD
ORD Sale 10,734 30.8442 USD
ORD Sale 11,194 30.8441 USD
ORD Sale 81,041 30.8100 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Expires 08/10/2015 Long 81,000 30.8100 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Exercising/ exercised against Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of Nature of Dealings Details Price per unit (if
relevant
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details
of any
indemnity
or
option
arrangement,
or
any agreement
or
understanding,
formal
or informal,
relating
to relevant
securities
which may
be an
inducement to
deal
or refrain
from dealing
entered
into by
the person
making the
disclosure
and any
party to the
offer
or any person
acting
in concert
with
a party
to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details
of any
agreement,
arrangement
or
understanding,
formal or
informal,
between the
person making
the
disclosure
and any other
person
relating
to: (i)
the voting
rights
of
any relevant
securities
under any
option;
or
(ii) the
voting
rights of
future
acquisition
or disposal
of
any relevant
securities to
which any
derivative
is
referenced:
NONE
(c) Attachments
Is YES
a
Supplemental
Form 8 (Open
Positions)
attached?
Date 3 Jul 2015
of
disclosure:
Contact name: Jay Supaya
Telephone 020 7773 0635
number:
SUPPLEMENTAL
FORM 8
(OPEN
POSITIONS)
DETAILS OF
OPEN
OPTION
AND
DERIVATIVE
POSITIONS,
AGREEMENTS
TO
PURCHASE OR
SELL ETC.
Note 5(i)
on Rule
8 of the
Takeover Code
(the "Code")
1. KEY INFORMATION
Identity Barclays PLC.
of the
person whose
positions/dealings
are
being
disclosed:
Name ARRIS GROUP INC
of
offeror/offeree
in relation
to whose
relevant
securities
this from
relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -100 30.0000 American 17 Jul 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 2,400 32.5000 American 20 Nov 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -500 32.5000 American 17 Jul 2015
ORD Call Options Written -1,500 32.5000 American 21 Aug 2015
ORD Call Options Written -3,500 35.0000 American 17 Jul 2015
ORD Call Options Written -11,500 35.0000 American 21 Aug 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
ORD Call Options Written -100 50.0000 American 17 Jul 2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details
should
be given
so that the
nature
of
the interest
or position
can be fully
understood:
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