Close Brothers Group PLC Holding(s) in Company (5078K)
July 07 2017 - 11:04AM
UK Regulatory
TIDMCBG
RNS Number : 5078K
Close Brothers Group PLC
07 July 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)(i)
------------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or Close Brothers Group PLC
the underlying issuer of existing
shares to which voting rights
are attached(ii) :
------------------------------------------------- ---------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please
mark with an "X" if appropriate)
------------------------------------------------------------------------------------------------------------------
Non-UK issuer
---------------------------------------------------------------------------------------------- ------------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------------------------------------- ------------------
An acquisition or disposal of financial instruments
---------------------------------------------------------------------------------------------- ------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------------------------------------- ------------------
Other (please specify)(iii) :
---------------------------------------------------------------------------------------------- ------------------
3. Details of person subject to the notification obligation(iv)
Name Standard Life Investments (Holdings)
Limited (Parent Company)
City and country of registered Edinburgh, Scotland
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
------------------------------------------------------------------------------------------------------------------
Name
------------------------------------------------- ---------------------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- ---------------------------------------------------------------
5. Date on which the threshold 06/07/2017
was crossed or reached(vi) :
------------------------------------------------- ---------------------------------------------------------------
6. Date on which issuer notified 07/07/2017
(DD/MM/YYYY):
------------------------------------------------- ---------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
------------------------------------------------------------------------------------------------------------------
% of voting % of voting Total of both Total number
rights attached rights through in % (8.A + of voting rights
to shares (total financial instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------------ ----------------------- ----------------------- ------------------ ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 12.31% 12.31% 151,745,557
------------------------ ----------------------- ----------------------- ------------------ ------------------
Position of previous
notification (if
applicable) 12.28% 12.28%
------------------------ ----------------------- ----------------------- ------------------ ------------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached(viii)
-------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
-------------------------------------------------------------------------------------------------------------------
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of
2004/109/EC) Directive Directive Directive
(DTR5.1) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1) (DTR5.2.1)
----------------- --------------------- ----------------------------------- ---------------- -----------------
GB0007668071 18,688,679 12.31%
------------------ --------------------- ----------------------------------- ---------------- -----------------
SUBTOTAL 8. A 18,688,679 12.31%
------------------ ---------------------------------------------------------- -----------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
-------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of % of voting
instrument date(x) Conversion voting rights rights
Period(xi) that may be
acquired if
the instrument
is
exercised/converted.
------------------ --------------------- ---------------- ----------------------------------- -----------------
SUBTOTAL 8. B
1
---------------- ----------------------------------- -----------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
-------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period (xi) settlement(xii) rights
----------------- ---------------------- ---------------- ----------------- ---------------- -----------------
SUBTOTAL
8.B.2
----------------- ---------------- -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting X
rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity(xiv)
(please add additional rows as necessary)
------------------------------------------------------------------------ ---------------------
Name(xv) % of voting rights % of voting rights Total of both
if it equals or through financial if it equals
is higher than the instruments if it or is higher
notifiable threshold equals or is higher than the notifiable
than the notifiable threshold
threshold
--------------------- ------------------------ ----------------------- ---------------------
Standard Life
Investments
(Holdings)
Limited 12.31% 12.31%
--------------------- ------------------------ ----------------------- ---------------------
Standard Life
Investments
Limited 11.03% 11.03%
--------------------- ------------------------ ----------------------- ---------------------
Ignis Investment Below 5% Below 5%
Services Limited
--------------------- ------------------------ ----------------------- ---------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
----------------------------------------------- ----------------------------------------------
The number and % of voting rights
held
----------------------------------------------- ----------------------------------------------
The date until which the voting
rights will be held
----------------------------------------------- ----------------------------------------------
11. Additional information(xvi)
-----------------------------------------------------------------------------------------------
Total Voting rights of 151,745,557 based on company announcement
as at 03/07/17. This announcement is being made as Standard Life
Investments Limited has crossed the 11% threshold.
-----------------------------------------------------------------------------------------------
Place of Edinburgh, Scotland
completion
------------------- --------------------
Date of completion 07/07/2017
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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