EMM Disclosure
October 15 2001 - 6:33AM
UK Regulatory
RNS Number:5989L
UBS Warburg(EMM)
15 October 2001
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for
each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM UBS WARBURG
................................................................................
Date of disclosure 15 October 2001
................................................................................
Contact Name Corinne Goring
................................................................................
Telephone number 020-7568 9658
................................................................................
Please see attached disclosure of dealings under Rule 38.5 in the securities of
the following companies:
Marlborough Stirling Plc
Exchange FS Group Plc
Powergen Plc
European Technology & Income Co
Exchange FS Group Plc Contract For Difference
Powergen Plc Contract For Difference
_______________________________________
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
................................................................................
................................................................................
....
In the case of option business or dealings in derivatives full details should be
given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date), the
exercise price and any option money paid or received. For derivatives this
should include, at least, the number of reference securities to which they
relate (when relevant), the maturity date (or if applicable the closing out
date) and the reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If
in doubt contact the Monitoring Section of the Panel, Tel No: 020-7638 0129.
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in MARLBOROUGH STIRLING PLC (name of company)
..............................
.............
Class of Security ORD GBP0.01
......................................................
.........
Date of disclosure 15-Oct-01
......................................................
.........
Date of dealing 12-Oct-01
......................................................
.........
Name of EMM UBS WARBURG
......................................................
.........
Name of offeree / offeror with whom MARLBOROUGH STIRLING & EXCHANGE FS
connected GROUP PLC
.................................
...
Total Number of securities bought 905,000
........................
Highest price paid* 155 GBP
........................
Lowest price paid* 152 GBP
........................
Total number of securities sold 890,000
........................
Highest price received* 155 GBP
........................
Lowest price received* 153 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in POWERGEN PLC (name of company)
..............................
.............
Class of Security ORD GBP0.50
......................................................
.........
Date of disclosure 15-Oct-01
......................................................
.........
Date of dealing 12-Oct-01
......................................................
.........
Name of EMM UBS WARBURG
......................................................
.........
Name of offeree / offeror with whom POWERGEN PLC
connected
.................................
...
Total Number of securities bought 31,206
........................
Highest price paid* 743 GBP
........................
Lowest price paid* 739 GBP
........................
Total number of securities sold 527,288
........................
Highest price received* 742.5 GBP
........................
Lowest price received* 740 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in EXCHANGE FS GROUP PLC (name of company)
..............................
.............
Class of Security ORD GBP0.01
......................................................
.........
Date of disclosure 15-Oct-01
......................................................
.........
Date of dealing 12-Oct-01
......................................................
.........
Name of EMM UBS WARBURG
......................................................
.........
Name of offeree / offeror with whom EXCHANGE FS GROUP & MARLBOROUGH
connected STIRLING PLC
.................................
...
Total Number of securities bought 0
........................
Highest price paid* 0 GBP
........................
Lowest price paid* 0 GBP
........................
Total number of securities sold 600,000
........................
Highest price received* 27 GBP
........................
Lowest price received* 27 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in EUROPEAN TECHNOLOGY & INCOME CO (name of company)
..............................
.............
Class of Security INC GBP0.10
......................................................
.........
Date of disclosure 15-Oct-01
......................................................
.........
Date of dealing 12-Oct-01
......................................................
.........
Name of EMM UBS WARBURG
......................................................
.........
Name of offeree / offeror with whom EUROPEAN TECHNOLOGY & INCOME CO
connected
.................................
...
Total Number of securities bought 583
........................
Highest price paid* 0.5 GBP
........................
Lowest price paid* 0.5 GBP
........................
Total number of securities sold 0
........................
Highest price received* 0 GBP
........................
Lowest price received* 0 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in EUROPEAN TECHNOLOGY & INCOME CO (name of company)
..............................
.............
Class of Security UNITS 1 CAP & 1INC
......................................................
.........
Date of disclosure 15-Oct-01
......................................................
.........
Date of dealing 12-Oct-01
......................................................
.........
Name of EMM UBS WARBURG
......................................................
.........
Name of offeree / offeror with whom EUROPEAN TECHNOLOGY & INCOME CO
connected
.................................
...
Total Number of securities bought 583
........................
Highest price paid* 0.5 GBP
........................
Lowest price paid* 0.5 GBP
........................
Total number of securities sold 0
........................
Highest price received* 0 GBP
........................
Lowest price received* 0 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in POWERGEN PLC ..................... (name of company)
...................
Class of Security CONTRACT FOR DIFFERENCE
.........................................................
..................
Expiry 12-Jul-02
.........................................................
..................
Client BOUGHT TO OPEN
.........................................................
..................
Date of disclosure 15-Oct-01
.........................................................
..................
Date of dealing 12-Oct-01
.........................................................
..................
Name of EMM UBS WARBURG .............................................
..............................
Name of offeree / offeror with whom POWERGEN PLC
connected
.................................
...
Total Number of securities bought 0
........................
Highest price paid* 0 GBP
........................
Lowest price paid* 0 GBP
........................
Total number of securities sold 290,000
........................
Highest price received* 741 GBP
........................
Lowest price received* 741 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in POWERGEN PLC ..................... (name of company)
...................
Class of Security CONTRACT FOR DIFFERENCE
.........................................................
..................
Expiry 12-Jul-02
.........................................................
..................
Client SOLD TO OPEN
.........................................................
..................
Date of disclosure 15-Oct-01
.........................................................
..................
Date of dealing 12-Oct-01
.........................................................
..................
Name of EMM UBS WARBURG .............................................
..............................
Name of offeree / offeror with whom POWERGEN PLC
connected
.................................
...
Total Number of securities bought 780,000
........................
Highest price paid* 742 GBP
........................
Lowest price paid* 742 GBP
........................
Total number of securities sold 0
........................
Highest price received* 0 GBP
........................
Lowest price received* 0 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in EXCHANGE FS GROUP .................. (name of company)
......................
Class of Security CONTRACT FOR DIFFERENCE
.........................................................
..................
Expiry 24-Jun-02
.........................................................
..................
Client SOLD TO CLOSE
.........................................................
..................
Date of disclosure 15-Oct-01
.........................................................
..................
Date of dealing 12-Oct-01
.........................................................
..................
Name of EMM UBS WARBURG .............................................
..............................
Name of offeree / offeror with whom MARLBOROUGH STIRLING PLC & EXCHANGE
connected FS GROUP
.................................
...
Total Number of securities bought 400,000
........................
Highest price paid* 27 GBP
........................
Lowest price paid* 27 GBP
........................
Total number of securities sold 0
........................
Highest price received* 0 GBP
........................
Lowest price received* 0 GBP
........................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in EXCHANGE FS GROUP .................. (name of company)
......................
Class of Security CONTRACT FOR DIFFERENCE
.........................................................
..................
Expiry 19-Jun-02
.........................................................
..................
Client SOLD TO CLOSE
.........................................................
..................
Date of disclosure 15-Oct-01
.........................................................
..................
Date of dealing 12-Oct-01
.........................................................
..................
Name of EMM UBS WARBURG .............................................
..............................
Name of offeree / offeror with whom MARLBOROUGH STIRLING PLC & EXCHANGE
connected FS GROUP
.................................
...
Total Number of securities bought 200,000
........................
Highest price paid* 27 GBP
........................
Lowest price paid* 27 GBP
........................
Total number of securities sold 0
........................
Highest price received* 0 GBP
........................
Lowest price received* 0 GBP
........................
*Currency must be stated
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