Holding(s) in Company
December 16 2009 - 3:29AM
UK Regulatory
TIDMNEO
RNS Number : 2006E
Neovia Financial PLC
16 December 2009
+-------------------------------------------------------+
| Substantial Shareholding Notification under Rule 17 |
| AIM Rules |
| 16 December 2009 |
+-------------------------------------------------------+
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
NEOVIA Financial Plc
2. Reason for the notification (please place an X inside the appropriate
bracket/s):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached: ( X
)
An event changing the breakdown of voting rights: ( )
Other (please specify): ( ) Disclosure and Transparency Rules (Disclosure of
Contracts for Differences) Instrument 2009
3. Full name of person(s) subject to the notification obligation:
QVT Financial LP
4. Full name of shareholder(s) (if different from 3.):
QVT Fund LP
Quintessence Fund L.P.
Deutsche Bank AG London
5. Date of the transaction (and date on which the threshold is crossed or
reached if different):
2 December 2009
6. Date on which issuer notified:
4 December 2009
7. Threshold(s) that is/are crossed or reached:
12%
8. Notified details:
A: Voting rights attached to shares
+--------------------------------+--------------+-----------+
| Class/type of shares | Situation previous to |
| | the Triggering |
| | transaction |
+--------------------------------+--------------------------+
| if possible using the ISIN | Number of | Number |
| CODE | shares | of |
| | | voting |
| | | rights |
+--------------------------------+--------------+-----------+
| GB0034264548 | 3,337,472 | 3,337,472 |
+--------------------------------+--------------+-----------+
Resulting situation after the triggering transaction
+--------------------------------+-------------+--------+-----------+--------+-----------+
| Class/type of shares | Number of | Number of voting | % of voting |
| | shares | rights | rights |
+--------------------------------+-------------+--------------------+--------------------+
| if possible using the ISIN | Direct | Direct | Indirect | Direct | Indirect |
| CODE | | | | | |
+--------------------------------+-------------+--------+-----------+--------+-----------+
| GB0034264548 | 3,337,472 | 0 | 3,337,472 | 0 | Below 3% |
+--------------------------------+-------------+--------+-----------+--------+-----------+
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
+------------+------------+---------------------+------------+----------+
| Type of | Expiration | Exercise/Conversion | Number | % of |
| financial | Date | Period/ Date | of | voting |
| instrument | | | voting | rights |
| | | | rights | |
| | | | that may | |
| | | | be | |
| | | | acquired | |
| | | | if the | |
| | | | instrument | |
| | | | is | |
| | | | exercised/ | |
| | | | converted. | |
+------------+------------+---------------------+------------+----------+
| | | | | |
+------------+------------+---------------------+------------+----------+
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
+------------+----------+------------+---------------------+------------------+---------+-------+
| Type of | Exercise | Expiration | Exercise/Conversion | Number of voting | % of voting |
| financial | Price | Date | period | rights | rights |
| instrument | | | | instrument | |
| | | | | refers to | |
+------------+----------+------------+---------------------+------------------+-----------------+
| | | | | | Nominal | Delta |
+------------+----------+------------+---------------------+------------------+---------+-------+
| CFD | | | | 10,576,242 | 8.82% | |
+------------+----------+------------+---------------------+------------------+---------+-------+
Total (A+B+C)
+------------+----------+
| Number | % of |
| of | voting |
| voting | rights |
| rights | |
+------------+----------+
| 13,913,714 | 11.6% |
+------------+----------+
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable :
N/A
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A.
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
N/A
14. Contact name:
Meg Nowicki
15. Contact telephone number:
+1 (212) 705 6229
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLUNUKRKURUARA
Neo Energy Metals (LSE:NEO)
Historical Stock Chart
From Jun 2024 to Jul 2024
Neo Energy Metals (LSE:NEO)
Historical Stock Chart
From Jul 2023 to Jul 2024