Amended Notification Filed by a National Securities Exchange to Report the Removal From Listing and Registration of Matured ,...
January 21 2021 - 2:04PM
Edgar (US Regulatory)
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b)
OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number
333-232492 |
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| Issuer: | CAPITAL SOUTHWEST CORP |
| Exchange: | Nasdaq Stock Market LLC |
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(Exact name of Issuer as specified in its charter, and name of
Exchange where security is listed and/or registered)
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| Address: | 12900 Preston Road
Dallas,
TEXAS
75230 |
| Telephone number: | +1 972 233-8242 |
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(Address, including zip code, and telephone number, including area code, of Issuer's
principal executive offices)
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| 5.95% Notes due 2022 |
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(Description of class of securities)
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Please place an X in the box to designate the rule provision relied upon to strike
the class of securities from listing and registration:
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| o 17 CFR 240.12d2-2(a)(1) |
| x 17 CFR 240.12d2-2(a)(2) |
| o 17 CFR 240.12d2-2(a)(3) |
| o 17 CFR 240.12d2-2(a)(4) |
| o
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.
1 |
| o
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
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Pursuant to the requirements for the Securities Exchange Act of 1934,
Nasdaq Stock Market LLC
certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing the Form 25 and has caused this notification to be
signed on its behalf by the undersigned duly authorized person.
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| 2021-01-20 | By | O'Neil Blake | | Senior Specialist |
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Date
| | Name | | Title |
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| 1 |
Form 25 and attached Notice will be considered compliance with the provisions of
17 CFR 240.19d-1 as applicable. See General Instructions.
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