UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
SD
Specialized
Disclosure Report
SYNTEC
OPTICS HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-41034 |
(State
or other jurisdiction of incorporation) |
|
(Commission
File Number) |
| |
|
|
515
Lee Rd.
Rochester,
New York |
|
14606 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Robert
O. Nelson II, Chief Financial Officer, (585) 768-2513
(Name
and telephone number, including area code, of the person to contact in connection with this report.)
Check
the appropriate box to indicate the rule pursuant to which this form is being filed:
| ☒ |
Rule 13p-1 under the Securities
Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023 |
| ☐ |
Rule 13p-1 under the Securities
Exchange Act (17 CFR 240.13p-1) for the fiscal year ended December 31, ________ |
Section
1 – Conflict Minerals Disclosure
Item
1.01 Conflict Minerals Disclosure and Report
Conflict
Minerals Disclosure
Syntec
Optics Holdings, Inc. has filed a Conflict Minerals Report herewith as Exhibit 1.01 to this Form SD pursuant to Rule 13p-1 for
the period from January 1, 2023 to December 31, 2023.
A
copy of the Company’s Conflict Minerals Report for the period from January 1, 2023 to December 31, 2023 is also publicly available
at www.sec.gov website.
Item
1.02 Exhibit
The
Company has filed, as Exhibit 1.01 to this Form SD, the Conflict Minerals Report as required by Item 1.01 of this Form.
Section
3 - Exhibits
Item
3.01 Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the duly authorized undersigned.
| |
Syntec
Optics Holdings, Inc. |
| |
(Registrant) |
| |
|
|
| Date:
May 31, 2024 |
By: |
/s/
Robert O. Nelson II |
| |
|
Robert
O. Nelson II |
| |
|
Chief
Financial Officer |
Exhibit
1.01
SYNTEC
OPTICS HOLDINGS, INC.
Conflict
Minerals Report
For
The Calendar Year Ended December 31, 2023
Introduction
This
Conflict Minerals Report (this “Report”) of Syntec Optics Holdings, Inc. for the calendar year ended December 31, 2023 (the “Reporting
Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”),
and pursuant to the Company’s Specialized Disclosure Report on Form SD (“Form SD”) for the Reporting Period filed with
the Securities and Exchange Commission (the “SEC”). The Rule imposes certain reporting and disclosure obligations on SEC
registrants for which cassiterite, columbite-tantalite, gold, wolframite or their derivatives, which are limited to tin, tantalum and
tungsten (“conflict minerals”), are necessary to the functionality or production of a product manufactured or contracted
to be manufactured by the registrant. References in this Report to “Syntec Optics,” the “Company,” “we”
or “our” refer to Syntec Optics Holdings, Inc. and its subsidiaries, on a consolidated basis, unless otherwise indicated
or the context otherwise requires.
Company
and Product Overview
Syntec
Optics is a technology leader that designs, develops and supplies a broad range of mission critical optics for scientific and technical
instruments and aerospace and defense OEMs. Syntec Optics has a history of innovation and offers products that are used in consumer,
defense, biomedical and communications end markets having end products such as night vision goggles, medical sensing and detecting equipment,
satellite communication systems, missile lasers guides, biometrics, infrared/thermal imaging, ordinance optics, head mounted displays,
medical diagnostics, microfluidics, surgical components and systems, medical sensing, robotics optical sensors, detector arrays, optical
waveguides, laser optics, IR optics, machine vision, micro-optics for beam shaping and focusing and photonic integrated circuit (PIC)
components, collimators, microfluidic slides, lasers and photonic sensors, VR/AR,
and biometric security systems for healthcare and
law enforcement. Syntec Optics’ solutions enable OEM to provide
their customers with high performance, optics based systems that may enhance medical diagnosis, may increase global communication capabilities,
may serve as a force multiplier for the United States Defense forces and its allies and may augment consumers interaction with technology.
Design of Conflict Minerals Program
Syntec
Optics’ due diligence framework with regards to conflict minerals, which is summarized below, conforms to the Organization for
Economic Co-operation and Development (“OECD”) Guidance for Responsible Supply Chains for Minerals from Conflict-Affected
and High Risk Areas and the Supplements on Tin, Tantalum and Tungsten and on Gold.
Step
1 - Establish strong company management systems
Step
2 - Identify and assess risks in the supply chain
Step
3 - Design and implement a strategy to respond to identified risks
Step
4 - Perform audit of the supply chain
Step
5 - Report annually on supply chain due diligence internally to management
Description
of Due Diligence Measures Performed
●
Sent Conflict Minerals Reporting Template (“CMRT”), a standardized reporting template developed by the Responsible Minerals
Initiative (“RMI”), request to suppliers and expectations of them to cooperate in providing due diligence information and
requested that suppliers return a completed CMRT.
●
Contacted suppliers who returned the CMRT that require follow-up based on internally defined criteria.
Results
of Our Due Diligence Measures
Syntec
Optics’ uses tin, tantalum, tungsten and gold (“3TG”) in the design and manufacture of some of its products and is
therefore a “downstream” company in the conflict minerals supply chain. Due to the nature of our supply chain, we do not
typically have a direct relationship with 3TG smelters and refiners (“SORs”). Our manufacturing operations employ a wide variety of semiconductors, electromechanical
components and raw materials that are also supplied by other downstream companies in the supply chain. Our due diligence process involves
seeking data from our relevant suppliers, and these suppliers also seek similar information from their supply chain in order to identify
the sources for the necessary conflict minerals. We rely on the good faith efforts of our supply chain to provide reasonable data. We achieved
a response rate of 63% for our supply chain survey.
Many
of our suppliers sourced 3TG from a variety of upstream sources and provided information to Syntec Optics on an aggregated, company-wide
level. Due to the fungible nature of these materials, we understand that these suppliers were unable to trace the 3TG that they source
into the products provided to any particular customers (including Syntec Optics). As a result, our list of SORs may contain more facilities
than are actually used in our supply chain. In addition, our list of SORs may not include all the SORs in our supply chain, as our suppliers
were unable to identify the SORs of some of the conflict minerals. To the extent reasonably possible, Syntec Optics has documented the country
of origin of identified smelters and refiners based on information received through the Conflict-Free Smelter Program (“CFSP”),
surveys of smelters and refiners, and/or reviews of publicly available information.
As a result, as of December 31, 2023, we had a total of 344 SORs in our
2023 supply chain (See Appendix I), of which 224 SORs have been validated as conformant. Syntec Optics intends to continue to evaluate
and improve our due diligence program and engage with our suppliers to identify the origin and chain of custody of 3TG minerals in our
products with an aim to achieve a Conflict Free Supply Base.
As
previously noted, because of the nature of our supply chain, we do not typically have any direct relationship with 3TG SORs. Therefore,
as noted above, we contributed to the improvement of SOR diligence practices by working through our supply chain.
Ongoing Improvement Efforts
For
the next reporting period, we intend to continue taking steps to further mitigate the risk that conflict minerals that are necessary
to the functionality or production of our products finance or benefit armed groups in the Democratic Republic of the Congo or adjoining countries, (together, the
(“DRC”).
These
steps include:
●
work with relevant suppliers to update their conflict minerals reporting template using the latest CMRT and verify the identified smelters
with RMI’s most current list;
●
continue to refine our conflict minerals program to improve our reasonable due diligence measures in our efforts to determine the source
and chain of custody of conflict minerals;
●
continue to work with suppliers and others on industry-wide solutions to enable products that are DRC conflict free; and
●
extend Reasonable Country of Origin Inquiry (“RCOI”) and due diligence measures to any of our recently acquired entities and businesses.
Safe
Harbor and Forward-Looking Statements
Certain
statements in this Conflict Minerals Report contain “forward-looking statements” within the meaning of the Private Securities
Litigation Reform Act of 1995 and are based on current expectations and assumptions that are subject to risks and uncertainties. All
statements contained in this Conflict Minerals Report that do not relate to matters of historical fact should be considered forward-looking
statements and are generally identified by words such as “will,” “expects,” “intends,” “plans,”
“believes,” “anticipates,” and other similar expressions. These forward-looking statements include, but are not
limited to, statements regarding expectation or intention relating to our compliance efforts and expected actions. These statements are
neither promises nor guarantees, but involve risks and uncertainties that may cause future expectations or actions to be different.
Undue reliance should not be placed on these statements, which are only effective as of the date of this report. The Company disclaims
any obligation to update any forward-looking statements as a result of developments occurring after the date of this document except
as required by law.
Table of Our Conflict Minerals Processing Smelters
or Refiners
Set
forth in the tables below are lists of the 344 SORs facilities identified by our suppliers as possibly being used to process their necessary
conflict minerals. The SORs status set forth in the lists below are based on information provided by RMI. Our efforts to determine the mine or location of origin of our necessary conflict minerals are set forth above in “Description
of Due Diligence Measures Performed” and “Results of Our Due Diligence Measures.”
Appendix
I: Smelter List
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Gold |
|
8853
S.p.A. |
|
Italy |
|
CID002763 |
| Gold |
|
ABC
Refinery Pty Ltd. |
|
Australia |
|
CID002920 |
| Gold |
|
Abington
Reldan Metals, LLC |
|
United
States Of America |
|
CID002708 |
| Gold |
|
Advanced
Chemical Company |
|
United
States Of America |
|
CID000015 |
| Gold |
|
African
Gold Refinery |
|
Uganda |
|
CID003185 |
| Gold |
|
Agosi
AG |
|
Germany |
|
CID000035 |
| Gold |
|
Aida
Chemical Industries Co., Ltd. |
|
Japan |
|
CID000019 |
| Gold |
|
Al
Etihad Gold Refinery DMCC |
|
United
Arab Emirates |
|
CID002560 |
| Gold |
|
Albino
Mountinho Lda. |
|
Portugal |
|
CID002760 |
| Gold |
|
Alexy
Metals |
|
United
States Of America |
|
CID003500 |
| Gold |
|
Almalyk
Mining and Metallurgical Complex (AMMC) |
|
Uzbekistan |
|
CID000041 |
| Gold |
|
AngloGold
Ashanti Corrego do Sitio Mineracao |
|
Brazil |
|
CID000058 |
| Gold |
|
Argor-Heraeus
S.A. |
|
Switzerland |
|
CID000077 |
| Gold |
|
Asahi
Pretec Corp. |
|
Japan |
|
CID000082 |
| Gold |
|
Asahi
Refining Canada Ltd. |
|
Canada |
|
CID000924 |
| Gold |
|
Asahi
Refining USA Inc. |
|
United
States Of America |
|
CID000920 |
| Gold |
|
Asaka
Riken Co., Ltd. |
|
Japan |
|
CID000090 |
| Gold |
|
Atasay
Kuyumculuk Sanayi Ve Ticaret A.S. |
|
Turkey |
|
CID000103 |
| Gold |
|
AU
Traders and Refiners |
|
South
Africa |
|
CID002850 |
| Gold |
|
Augmont
Enterprises Private Limited |
|
India |
|
CID003461 |
| Gold |
|
Aurubis
AG |
|
Germany |
|
CID000113 |
| Gold |
|
Bangalore
Refinery |
|
India |
|
CID002863 |
| Gold |
|
Bangko
Sentral ng Pilipinas (Central Bank of the Philippines) |
|
Philippines |
|
CID000128 |
| Gold |
|
Boliden
AB |
|
Sweden |
|
CID000157 |
| Gold |
|
C.
Hafner GmbH + Co. KG |
|
Germany |
|
CID000176 |
| Gold |
|
C.I
Metales Procesados Industriales SAS |
|
Colombia |
|
CID003421 |
| Gold |
|
Caridad |
|
Mexico |
|
CID000180 |
| Gold |
|
CCR
Refinery - Glencore Canada Corporation |
|
Canada |
|
CID000185 |
| Gold |
|
Cendres
+ Metaux S.A. |
|
Switzerland |
|
CID000189 |
| Gold |
|
CGR
Metalloys Pvt Ltd. |
|
India |
|
CID003382 |
| Gold |
|
Chimet
S.p.A. |
|
Italy |
|
CID000233 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Gold |
|
Chugai
Mining |
|
Japan |
|
CID000264 |
| Gold |
|
Daye
Non-Ferrous Metals Mining Ltd. |
|
China |
|
CID000343 |
| Gold |
|
Degussa
Sonne / Mond Goldhandel GmbH |
|
Germany |
|
CID002867 |
| Gold |
|
Dijllah
Gold Refinery FZC |
|
United
Arab Emirates |
|
CID003348 |
| Gold |
|
Dongwu
Gold Group |
|
China |
|
CID003663 |
| Gold |
|
Dowa |
|
Japan |
|
CID000401 |
| Gold |
|
DSC
(Do Sung Corporation) |
|
Korea,
Republic Of |
|
CID000359 |
| Gold |
|
Eco-System
Recycling Co., Ltd. East Plant |
|
Japan |
|
CID000425 |
| Gold |
|
Eco-System
Recycling Co., Ltd. North Plant |
|
Japan |
|
CID003424 |
| Gold |
|
Eco-System
Recycling Co., Ltd. West Plant |
|
Japan |
|
CID003425 |
| Gold |
|
Emerald
Jewel Industry India Limited (Unit 1) |
|
India |
|
CID003487 |
| Gold |
|
Emerald
Jewel Industry India Limited (Unit 2) |
|
India |
|
CID003488 |
| Gold |
|
Emerald
Jewel Industry India Limited (Unit 3) |
|
India |
|
CID003489 |
| Gold |
|
Emerald
Jewel Industry India Limited (Unit 4) |
|
India |
|
CID003490 |
| Gold |
|
Emirates
Gold DMCC |
|
United
Arab Emirates |
|
CID002561 |
| Gold |
|
Fidelity
Printers and Refiners Ltd. |
|
Zimbabwe |
|
CID002515 |
| Gold |
|
Fujairah
Gold FZC |
|
United
Arab Emirates |
|
CID002584 |
| Gold |
|
Geib
Refining Corporation |
|
United
States Of America |
|
CID002459 |
| Gold |
|
GGC
Gujrat Gold Centre Pvt. Ltd. |
|
India |
|
CID002852 |
| Gold |
|
Gold
by Gold Colombia |
|
Colombia |
|
CID003641 |
| Gold |
|
Gold
Coast Refinery |
|
Ghana |
|
CID003186 |
| Gold |
|
Gold
Refinery of Zijin Mining Group Co., Ltd. |
|
China |
|
CID002243 |
| Gold |
|
Great
Wall Precious Metals Co., Ltd. of CBPM |
|
China |
|
CID001909 |
| Gold |
|
Guangdong
Jinding Gold Limited |
|
China |
|
CID002312 |
| Gold |
|
Guoda
Safina High-Tech Environmental Refinery Co., Ltd. |
|
China |
|
CID000651 |
| Gold |
|
Hangzhou
Fuchunjiang Smelting Co., Ltd. |
|
China |
|
CID000671 |
| Gold |
|
Heimerle
+ Meule GmbH |
|
Germany |
|
CID000694 |
| Gold |
|
Heraeus
Germany GmbH Co. KG |
|
Germany |
|
CID000711 |
| Gold |
|
Heraeus
Metals Hong Kong Ltd. |
|
China |
|
CID000707 |
| Gold |
|
Hunan
Chenzhou Mining Co., Ltd. |
|
China |
|
CID000767 |
| Gold |
|
Hunan
Guiyang yinxing Nonferrous Smelting Co., Ltd. |
|
China |
|
CID000773 |
| Gold |
|
HwaSeong
CJ CO., LTD. |
|
Korea,
Republic Of |
|
CID000778 |
| Gold |
|
Industrial
Refining Company |
|
Belgium |
|
CID002587 |
| Gold |
|
Inner
Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
|
China |
|
CID000801 |
| Gold |
|
International
Precious Metal Refiners |
|
United
Arab Emirates |
|
CID002562 |
| Gold |
|
Ishifuku
Metal Industry Co., Ltd. |
|
Japan |
|
CID000807 |
| Gold |
|
Istanbul
Gold Refinery |
|
Turkey |
|
CID000814 |
| Gold |
|
Italpreziosi |
|
Italy |
|
CID002765 |
| Gold |
|
JALAN
& Company |
|
India |
|
CID002893 |
| Gold |
|
Japan
Mint |
|
Japan |
|
CID000823 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Gold |
|
Jiangxi
Copper Co., Ltd. |
|
China |
|
CID000855 |
| Gold |
|
JSC
Ekaterinburg Non-Ferrous Metal Processing Plant |
|
Russian
Federation |
|
CID000927 |
| Gold |
|
JSC
Novosibirsk Refinery |
|
Russian
Federation |
|
CID000493 |
| Gold |
|
JSC
Uralelectromed |
|
Russian
Federation |
|
CID000929 |
| Gold |
|
JX
Nippon Mining & Metals Co., Ltd. |
|
Japan |
|
CID000937 |
| Gold |
|
K.A.
Rasmussen |
|
Norway |
|
CID003497 |
| Gold |
|
Kaloti
Precious Metals |
|
United
Arab Emirates |
|
CID002563 |
| Gold |
|
Kazakhmys
Smelting LLC |
|
Kazakhstan |
|
CID000956 |
| Gold |
|
Kazzinc |
|
Kazakhstan |
|
CID000957 |
| Gold |
|
Kennecott
Utah Copper LLC |
|
United
States Of America |
|
CID000969 |
| Gold |
|
KGHM
Polska Miedz Spolka Akcyjna |
|
Poland |
|
CID002511 |
| Gold |
|
Kojima
Chemicals Co., Ltd. |
|
Japan |
|
CID000981 |
| Gold |
|
Korea
Zinc Co., Ltd. |
|
Korea,
Republic Of |
|
CID002605 |
| Gold |
|
Kundan
Care Products Ltd. |
|
India |
|
CID003463 |
| Gold |
|
Kyrgyzaltyn
JSC |
|
Kyrgyzstan |
|
CID001029 |
| Gold |
|
Kyshtym
Copper-Electrolytic Plant ZAO |
|
Russian
Federation |
|
CID002865 |
| Gold |
|
L’azurde
Company For Jewelry |
|
Saudi
Arabia |
|
CID001032 |
| Gold |
|
Lingbao
Gold Co., Ltd. |
|
China |
|
CID001056 |
| Gold |
|
Lingbao
Jinyuan Tonghui Refinery Co., Ltd. |
|
China |
|
CID001058 |
| Gold |
|
L’Orfebre
S.A. |
|
Andorra |
|
CID002762 |
| Gold |
|
LS-NIKKO
Copper Inc. |
|
Korea,
Republic Of |
|
CID001078 |
| Gold |
|
LT
Metal Ltd. |
|
Korea,
Republic Of |
|
CID000689 |
| Gold |
|
Luoyang
Zijin Yinhui Gold Refinery Co., Ltd. |
|
China |
|
CID001093 |
| Gold |
|
Marsam
Metals |
|
Brazil |
|
CID002606 |
| Gold |
|
Materion |
|
United
States Of America |
|
CID001113 |
| Gold |
|
Matsuda
Sangyo Co., Ltd. |
|
Japan |
|
CID001119 |
| Gold |
|
MD
Overseas |
|
India |
|
CID003548 |
| Gold |
|
Metal
Concentrators SA (Pty) Ltd. |
|
South
Africa |
|
CID003575 |
| Gold |
|
Metallix
Refining Inc. |
|
United
States Of America |
|
CID003557 |
| Gold |
|
Metalor
Technologies (Hong Kong) Ltd. |
|
China |
|
CID001149 |
| Gold |
|
Metalor
Technologies (Singapore) Pte., Ltd. |
|
Singapore |
|
CID001152 |
| Gold |
|
Metalor
Technologies (Suzhou) Ltd. |
|
China |
|
CID001147 |
| Gold |
|
Metalor
Technologies S.A. |
|
Switzerland |
|
CID001153 |
| Gold |
|
Metalor
USA Refining Corporation |
|
United
States Of America |
|
CID001157 |
| Gold |
|
Metalurgica
Met-Mex Penoles S.A. De C.V. |
|
Mexico |
|
CID001161 |
| Gold |
|
Mitsubishi
Materials Corporation |
|
Japan |
|
CID001188 |
| Gold |
|
Mitsui
Mining and Smelting Co., Ltd. |
|
Japan |
|
CID001193 |
| Gold |
|
MKS
PAMP SA |
|
Switzerland |
|
CID001352 |
| Gold |
|
MMTC-PAMP
India Pvt., Ltd. |
|
India |
|
CID002509 |
| Gold |
|
Modeltech
Sdn Bhd |
|
Malaysia |
|
CID002857 |
| Gold |
|
Morris
and Watson |
|
New
Zealand |
|
CID002282 |
| Gold |
|
Moscow
Special Alloys Processing Plant |
|
Russian
Federation |
|
CID001204 |
| Gold |
|
Nadir
Metal Rafineri San. Ve Tic. A.S. |
|
Turkey |
|
CID001220 |
| Gold |
|
Navoi
Mining and Metallurgical Combinat |
|
Uzbekistan |
|
CID001236 |
| Gold |
|
NH
Recytech Company |
|
Korea,
Republic Of |
|
CID003189 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Gold |
|
Nihon
Material Co., Ltd. |
|
Japan |
|
CID001259 |
| Gold |
|
Ogussa
Osterreichische Gold- und Silber-Scheideanstalt GmbH |
|
Austria |
|
CID002779 |
| Gold |
|
Ohura
Precious Metal Industry Co., Ltd. |
|
Japan |
|
CID001325 |
| Gold |
|
OJSC
“The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC
Krastsvetmet) |
|
Russian
Federation |
|
CID001326 |
| Gold |
|
Pease
& Curren |
|
United
States Of America |
|
CID002872 |
| Gold |
|
Penglai
Penggang Gold Industry Co., Ltd. |
|
China |
|
CID001362 |
| Gold |
|
Planta
Recuperadora de Metales SpA |
|
Chile |
|
CID002919 |
| Gold |
|
Prioksky
Plant of Non-Ferrous Metals |
|
Russian
Federation |
|
CID001386 |
| Gold |
|
PT
Aneka Tambang (Persero) Tbk |
|
Indonesia |
|
CID001397 |
| Gold |
|
PX
Precinox S.A. |
|
Switzerland |
|
CID001498 |
| Gold |
|
QG
Refining, LLC |
|
United
States Of America |
|
CID003324 |
| Gold |
|
Rand
Refinery (Pty) Ltd. |
|
South
Africa |
|
CID001512 |
| Gold |
|
Refinery
of Seemine Gold Co., Ltd. |
|
China |
|
CID000522 |
| Gold |
|
REMONDIS
PMR B.V. |
|
Netherlands |
|
CID002582 |
| Gold |
|
Royal
Canadian Mint |
|
Canada |
|
CID001534 |
| Gold |
|
SAAMP |
|
France |
|
CID002761 |
| Gold |
|
Sabin
Metal Corp. |
|
United
States Of America |
|
CID001546 |
| Gold |
|
Safimet
S.p.A |
|
Italy |
|
CID002973 |
| Gold |
|
SAFINA
A.S. |
|
Czechia |
|
CID002290 |
| Gold |
|
Sai
Refinery |
|
India |
|
CID002853 |
| Gold |
|
Samduck
Precious Metals |
|
Korea,
Republic Of |
|
CID001555 |
| Gold |
|
Samwon
Metals Corp. |
|
Korea,
Republic Of |
|
CID001562 |
| Gold |
|
Sancus
ZFS (L’Orfebre, SA) |
|
Colombia |
|
CID003529 |
| Gold |
|
Sellem
Industries Ltd. |
|
Mauritania |
|
CID003540 |
| Gold |
|
SEMPSA
Joyeria Plateria S.A. |
|
Spain |
|
CID001585 |
| Gold |
|
Shandong
Gold Smelting Co., Ltd. |
|
China |
|
CID001916 |
| Gold |
|
Shandong
Humon Smelting Co., Ltd. |
|
China |
|
CID002525 |
| Gold |
|
Shandong
Tiancheng Biological Gold Industrial Co., Ltd. |
|
China |
|
CID001619 |
| Gold |
|
Shandong
Zhaojin Gold & Silver Refinery Co., Ltd. |
|
China |
|
CID001622 |
| Gold |
|
Shenzhen
CuiLu Gold Co., Ltd. |
|
China |
|
CID002750 |
| Gold |
|
Shenzhen
Zhonghenglong Real Industry Co., Ltd. |
|
China |
|
CID002527 |
| Gold |
|
Shirpur
Gold Refinery Ltd. |
|
India |
|
CID002588 |
| Gold |
|
Sichuan
Tianze Precious Metals Co., Ltd. |
|
China |
|
CID001736 |
| Gold |
|
Singway
Technology Co., Ltd. |
|
Taiwan,
Province Of China |
|
CID002516 |
| Gold |
|
SOE
Shyolkovsky Factory of Secondary Precious Metals |
|
Russian
Federation |
|
CID001756 |
| Gold |
|
Solar
Applied Materials Technology Corp. |
|
Taiwan,
Province Of China |
|
CID001761 |
| Gold |
|
Sovereign
Metals |
|
India |
|
CID003383 |
| Gold |
|
State
Research Institute Center for Physical Sciences and
Technology |
|
Lithuania |
|
CID003153 |
| Gold |
|
Sudan
Gold Refinery |
|
Sudan |
|
CID002567 |
| Gold |
|
Sumitomo
Metal Mining Co., Ltd. |
|
Japan |
|
CID001798 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Gold |
|
SungEel
HiMetal Co., Ltd. |
|
Korea,
Republic Of |
|
CID002918 |
| Gold |
|
Super
Dragon Technology Co., Ltd. |
|
Taiwan,
Province Of China |
|
CID001810 |
| Gold |
|
T.C.A
S.p.A |
|
Italy |
|
CID002580 |
| Gold |
|
Tanaka
Kikinzoku Kogyo K.K. |
|
Japan |
|
CID001875 |
| Gold |
|
Tokuriki
Honten Co., Ltd. |
|
Japan |
|
CID001938 |
| Gold |
|
Tongling
Nonferrous Metals Group Co., Ltd. |
|
China |
|
CID001947 |
| Gold |
|
TOO
Tau-Ken-Altyn |
|
Kazakhstan |
|
CID002615 |
| Gold |
|
Torecom |
|
Korea,
Republic Of |
|
CID001955 |
| Gold |
|
Umicore
Precious Metals Thailand |
|
Thailand |
|
CID002314 |
| Gold |
|
Umicore
S.A. Business Unit Precious Metals Refining |
|
Belgium |
|
CID001980 |
| Gold |
|
United
Precious Metal Refining, Inc. |
|
United
States Of America |
|
CID001993 |
| Gold |
|
Valcambi
S.A. |
|
Switzerland |
|
CID002003 |
| Gold |
|
WEEEREFINING |
|
France |
|
CID003615 |
| Gold |
|
Western
Australian Mint (T/a The Perth Mint) |
|
Australia |
|
CID002030 |
| Gold |
|
WIELAND
Edelmetalle GmbH |
|
Germany |
|
CID002778 |
| Gold |
|
Yamakin
Co., Ltd. |
|
Japan |
|
CID002100 |
| Gold |
|
Yokohama
Metal Co., Ltd. |
|
Japan |
|
CID002129 |
| Gold |
|
Yunnan
Copper Industry Co., Ltd. |
|
China |
|
CID000197 |
| Gold |
|
Zhongyuan
Gold Smelter of Zhongjin Gold Corporation |
|
China |
|
CID002224 |
| Tantalum |
|
5D
Production OU |
|
Estonia |
|
CID003926 |
| Tantalum |
|
AMG
Brasil |
|
Brazil |
|
CID001076 |
| Tantalum |
|
Changsha
South Tantalum Niobium Co., Ltd. |
|
China |
|
CID000211 |
| Tantalum |
|
D
Block Metals, LLC |
|
United
States Of America |
|
CID002504 |
| Tantalum |
|
F&X
Electro-Materials Ltd. |
|
China |
|
CID000460 |
| Tantalum |
|
FIR
Metals & Resource Ltd. |
|
China |
|
CID002505 |
| Tantalum |
|
Global
Advanced Metals Aizu |
|
Japan |
|
CID002558 |
| Tantalum |
|
Global
Advanced Metals Boyertown |
|
United
States Of America |
|
CID002557 |
| Tantalum |
|
Hengyang
King Xing Lifeng New Materials Co., Ltd. |
|
China |
|
CID002492 |
| Tantalum |
|
Jiangxi
Dinghai Tantalum & Niobium Co., Ltd. |
|
China |
|
CID002512 |
| Tantalum |
|
Jiangxi
Tuohong New Raw Material |
|
China |
|
CID002842 |
| Tantalum |
|
JiuJiang
JinXin Nonferrous Metals Co., Ltd. |
|
China |
|
CID000914 |
| Tantalum |
|
Jiujiang
Tanbre Co., Ltd. |
|
China |
|
CID000917 |
| Tantalum |
|
Jiujiang
Zhongao Tantalum & Niobium Co., Ltd. |
|
China |
|
CID002506 |
| Tantalum |
|
KEMET
de Mexico |
|
Mexico |
|
CID002539 |
| Tantalum |
|
Materion
Newton Inc. |
|
United
States Of America |
|
CID002548 |
| Tantalum |
|
Metallurgical
Products India Pvt., Ltd. |
|
India |
|
CID001163 |
| Tantalum |
|
Mineracao
Taboca S.A. |
|
Brazil |
|
CID001175 |
| Tantalum |
|
Mitsui
Mining and Smelting Co., Ltd. |
|
Japan |
|
CID001192 |
| Tantalum |
|
Ningxia
Orient Tantalum Industry Co., Ltd. |
|
China |
|
CID001277 |
| Tantalum |
|
NPM
Silmet AS |
|
Estonia |
|
CID001200 |
| Tantalum |
|
QuantumClean |
|
United
States Of America |
|
CID001508 |
| Tantalum |
|
Resind
Industria e Comercio Ltda. |
|
Brazil |
|
CID002707 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Tantalum |
|
RFH
Yancheng Jinye New Material Technology Co., Ltd. |
|
China |
|
CID003583 |
| Tantalum |
|
Solikamsk
Magnesium Works OAO |
|
Russian
Federation |
|
CID001769 |
| Tantalum |
|
Taki
Chemical Co., Ltd. |
|
Japan |
|
CID001869 |
| Tantalum |
|
TANIOBIS
Co., Ltd. |
|
Thailand |
|
CID002544 |
| Tantalum |
|
TANIOBIS
GmbH |
|
Germany |
|
CID002545 |
| Tantalum |
|
TANIOBIS
Japan Co., Ltd. |
|
Japan |
|
CID002549 |
| Tantalum |
|
TANIOBIS
Smelting GmbH & Co. KG |
|
Germany |
|
CID002550 |
| Tantalum |
|
Telex
Metals |
|
United
States Of America |
|
CID001891 |
| Tantalum |
|
Ulba
Metallurgical Plant JSC |
|
Kazakhstan |
|
CID001969 |
| Tantalum |
|
XIMEI
RESOURCES (GUANGDONG) LIMITED |
|
China |
|
CID000616 |
| Tantalum |
|
XinXing
HaoRong Electronic Material Co., Ltd. |
|
China |
|
CID002508 |
| Tantalum |
|
Yanling
Jincheng Tantalum & Niobium Co., Ltd. |
|
China |
|
CID001522 |
| Tin |
|
Alpha |
|
United
States Of America |
|
CID000292 |
| Tin |
|
An
Vinh Joint Stock Mineral Processing Company |
|
Viet
Nam |
|
CID002703 |
| Tin |
|
Aurubis
Beerse |
|
Belgium |
|
CID002773 |
| Tin |
|
Aurubis
Berango |
|
Spain |
|
CID002774 |
| Tin |
|
Chenzhou
Yunxiang Mining and Metallurgy Co., Ltd. |
|
China |
|
CID000228 |
| Tin |
|
Chifeng
Dajingzi Tin Industry Co., Ltd. |
|
China |
|
CID003190 |
| Tin |
|
China
Tin Group Co., Ltd. |
|
China |
|
CID001070 |
| Tin |
|
CRM
Fundicao De Metais E Comercio De Equipamentos
Eletronicos Do Brasil Ltda |
|
Brazil |
|
CID003486 |
| Tin |
|
CRM
Synergies |
|
Spain |
|
CID003524 |
| Tin |
|
CV
Ayi Jaya |
|
Indonesia |
|
CID002570 |
| Tin |
|
CV
Venus Inti Perkasa |
|
Indonesia |
|
CID002455 |
| Tin |
|
Dongguan
CiEXPO Environmental Engineering Co., Ltd. |
|
China |
|
CID003356 |
| Tin |
|
Dowa |
|
Japan |
|
CID000402 |
| Tin |
|
DS
Myanmar |
|
Myanmar |
|
CID003831 |
| Tin |
|
Electro-Mechanical
Facility of the Cao Bang Minerals &
Metallurgy Joint Stock Company |
|
Viet
Nam |
|
CID002572 |
| Tin |
|
EM
Vinto |
|
Bolivia
(Plurinational State Of) |
|
CID000438 |
| Tin |
|
Estanho
de Rondonia S.A. |
|
Brazil |
|
CID000448 |
| Tin |
|
Fabrica
Auricchio Industria e Comercio Ltda. |
|
Brazil |
|
CID003582 |
| Tin |
|
Fenix
Metals |
|
Poland |
|
CID000468 |
| Tin |
|
Gejiu
City Fuxiang Industry and Trade Co., Ltd. |
|
China |
|
CID003410 |
| Tin |
|
Gejiu
Kai Meng Industry and Trade LLC |
|
China |
|
CID000942 |
| Tin |
|
Gejiu
Non-Ferrous Metal Processing Co., Ltd. |
|
China |
|
CID000538 |
| Tin |
|
Gejiu
Yunxin Nonferrous Electrolysis Co., Ltd. |
|
China |
|
CID001908 |
| Tin |
|
Gejiu
Zili Mining And Metallurgy Co., Ltd. |
|
China |
|
CID000555 |
| Tin |
|
Guangdong
Hanhe Non-Ferrous Metal Co., Ltd. |
|
China |
|
CID003116 |
| Tin |
|
Jiangxi
New Nanshan Technology Ltd. |
|
China |
|
CID001231 |
| Tin |
|
Luna
Smelter, Ltd. |
|
Rwanda |
|
CID003387 |
| Tin |
|
Magnu’s
Minerais Metais e Ligas Ltda. |
|
Brazil |
|
CID002468 |
| Tin |
|
Malaysia
Smelting Corporation (MSC) |
|
Malaysia |
|
CID001105 |
| Tin |
|
Melt
Metais e Ligas S.A. |
|
Brazil |
|
CID002500 |
| Tin |
|
Metallic
Resources, Inc. |
|
United
States Of America |
|
CID001142 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Tin |
|
Mineracao
Taboca S.A. |
|
Brazil |
|
CID001173 |
| Tin |
|
Minsur |
|
Peru |
|
CID001182 |
| Tin |
|
Mitsubishi
Materials Corporation |
|
Japan |
|
CID001191 |
| Tin |
|
Modeltech
Sdn Bhd |
|
Malaysia |
|
CID002858 |
| Tin |
|
Nghe
Tinh Non-Ferrous Metals Joint Stock Company |
|
Viet
Nam |
|
CID002573 |
| Tin |
|
Novosibirsk
Tin Combine |
|
Russian
Federation |
|
CID001305 |
| Tin |
|
O.M.
Manufacturing (Thailand) Co., Ltd. |
|
Thailand |
|
CID001314 |
| Tin |
|
O.M.
Manufacturing Philippines, Inc. |
|
Philippines |
|
CID002517 |
| Tin |
|
Operaciones
Metalurgicas S.A. |
|
Bolivia
(Plurinational State Of) |
|
CID001337 |
| Tin |
|
Pongpipat
Company Limited |
|
Myanmar |
|
CID003208 |
| Tin |
|
Precious
Minerals and Smelting Limited |
|
India |
|
CID003409 |
| Tin |
|
PT
Aries Kencana Sejahtera |
|
Indonesia |
|
CID000309 |
| Tin |
|
PT
Artha Cipta Langgeng |
|
Indonesia |
|
CID001399 |
| Tin |
|
PT
ATD Makmur Mandiri Jaya |
|
Indonesia |
|
CID002503 |
| Tin |
|
PT
Babel Inti Perkasa |
|
Indonesia |
|
CID001402 |
| Tin |
|
PT
Babel Surya Alam Lestari |
|
Indonesia |
|
CID001406 |
| Tin |
|
PT
Bangka Prima Tin |
|
Indonesia |
|
CID002776 |
| Tin |
|
PT
Bangka Serumpun |
|
Indonesia |
|
CID003205 |
| Tin |
|
PT
Bangka Tin Industry |
|
Indonesia |
|
CID001419 |
| Tin |
|
PT
Belitung Industri Sejahtera |
|
Indonesia |
|
CID001421 |
| Tin |
|
PT
Bukit Timah |
|
Indonesia |
|
CID001428 |
| Tin |
|
PT
Cipta Persada Mulia |
|
Indonesia |
|
CID002696 |
| Tin |
|
PT
Menara Cipta Mulia |
|
Indonesia |
|
CID002835 |
| Tin |
|
PT
Mitra Stania Prima |
|
Indonesia |
|
CID001453 |
| Tin |
|
PT
Mitra Sukses Globalindo |
|
Indonesia |
|
CID003449 |
| Tin |
|
PT
Panca Mega Persada |
|
Indonesia |
|
CID001457 |
| Tin |
|
PT
Premium Tin Indonesia |
|
Indonesia |
|
CID000313 |
| Tin |
|
PT
Prima Timah Utama |
|
Indonesia |
|
CID001458 |
| Tin |
|
PT
Putera Sarana Shakti (PT PSS) |
|
Indonesia |
|
CID003868 |
| Tin |
|
PT
Rajawali Rimba Perkasa |
|
Indonesia |
|
CID003381 |
| Tin |
|
PT
Rajehan Ariq |
|
Indonesia |
|
CID002593 |
| Tin |
|
PT
Refined Bangka Tin |
|
Indonesia |
|
CID001460 |
| Tin |
|
PT
Sariwiguna Binasentosa |
|
Indonesia |
|
CID001463 |
| Tin |
|
PT
Stanindo Inti Perkasa |
|
Indonesia |
|
CID001468 |
| Tin |
|
PT
Sukses Inti Makmur |
|
Indonesia |
|
CID002816 |
| Tin |
|
PT
Timah Nusantara |
|
Indonesia |
|
CID001486 |
| Tin |
|
PT
Timah Tbk Kundur |
|
Indonesia |
|
CID001477 |
| Tin |
|
PT
Timah Tbk Mentok |
|
Indonesia |
|
CID001482 |
| Tin |
|
PT
Tinindo Inter Nusa |
|
Indonesia |
|
CID001490 |
| Tin |
|
PT
Tirus Putra Mandiri |
|
Indonesia |
|
CID002478 |
| Tin |
|
PT
Tommy Utama |
|
Indonesia |
|
CID001493 |
| Tin |
|
Resind
Industria e Comercio Ltda. |
|
Brazil |
|
CID002706 |
| Tin |
|
Rui
Da Hung |
|
Taiwan,
Province Of China |
|
CID001539 |
| Tin |
|
Super
Ligas |
|
Brazil |
|
CID002756 |
| Tin |
|
Thaisarco |
|
Thailand |
|
CID001898 |
| Tin |
|
Tin
Smelting Branch of Yunnan Tin Co., Ltd. |
|
China |
|
CID002180 |
| Tin |
|
Tin
Technology & Refining |
|
United
States Of America |
|
CID003325 |
| Tin |
|
Tuyen
Quang Non-Ferrous Metals Joint Stock Company |
|
Viet
Nam |
|
CID002574 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Tin |
|
VQB
Mineral and Trading Group JSC |
|
Viet
Nam |
|
CID002015 |
| Tin |
|
White
Solder Metalurgia e Mineracao Ltda. |
|
Brazil |
|
CID002036 |
| Tin |
|
Yunnan
Chengfeng Non-ferrous Metals Co., Ltd. |
|
China |
|
CID002158 |
| Tin |
|
Yunnan
Yunfan Non-ferrous Metals Co., Ltd. |
|
China |
|
CID003397 |
| Tungsten |
|
A.L.M.T.
Corp. |
|
Japan |
|
CID000004 |
| Tungsten |
|
ACL
Metais Eireli |
|
Brazil |
|
CID002833 |
| Tungsten |
|
Albasteel
Industria e Comercio de Ligas Para Fundicao Ltd. |
|
Brazil |
|
CID003427 |
| Tungsten |
|
Artek
LLC |
|
Russian
Federation |
|
CID003553 |
| Tungsten |
|
Asia
Tungsten Products Vietnam Ltd. |
|
Viet
Nam |
|
CID002502 |
| Tungsten |
|
China
Molybdenum Tungsten Co., Ltd. |
|
China |
|
CID002641 |
| Tungsten |
|
Chongyi
Zhangyuan Tungsten Co., Ltd. |
|
China |
|
CID000258 |
| Tungsten |
|
CNMC
(Guangxi) PGMA Co., Ltd. |
|
China |
|
CID000281 |
| Tungsten |
|
Cronimet
Brasil Ltda |
|
Brazil |
|
CID003468 |
| Tungsten |
|
Fujian
Ganmin RareMetal Co., Ltd. |
|
China |
|
CID003401 |
| Tungsten |
|
Fujian
Xinlu Tungsten Co., Ltd. |
|
China |
|
CID003609 |
| Tungsten |
|
Ganzhou
Haichuang Tungsten Co., Ltd. |
|
China |
|
CID002645 |
| Tungsten |
|
Ganzhou
Huaxing Tungsten Products Co., Ltd. |
|
China |
|
CID000875 |
| Tungsten |
|
Ganzhou
Jiangwu Ferrotungsten Co., Ltd. |
|
China |
|
CID002315 |
| Tungsten |
|
Ganzhou
Seadragon W & Mo Co., Ltd. |
|
China |
|
CID002494 |
| Tungsten |
|
Global
Tungsten & Powders LLC |
|
United
States Of America |
|
CID000568 |
| Tungsten |
|
Guangdong
Xianglu Tungsten Co., Ltd. |
|
China |
|
CID000218 |
| Tungsten |
|
H.C.
Starck Tungsten GmbH |
|
Germany |
|
CID002541 |
| Tungsten |
|
HANNAE
FOR T Co., Ltd. |
|
Korea,
Republic Of |
|
CID003978 |
| Tungsten |
|
Hubei
Green Tungsten Co., Ltd. |
|
China |
|
CID003417 |
| Tungsten |
|
Hunan
Chenzhou Mining Co., Ltd. |
|
China |
|
CID000766 |
| Tungsten |
|
Hunan
Jintai New Material Co., Ltd. |
|
China |
|
CID000769 |
| Tungsten |
|
Hunan
Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou
Tungsten Products Branch |
|
China |
|
CID002513 |
| Tungsten |
|
Hydrometallurg,
JSC |
|
Russian
Federation |
|
CID002649 |
| Tungsten |
|
Japan
New Metals Co., Ltd. |
|
Japan |
|
CID000825 |
| Tungsten |
|
Jiangwu
H.C. Starck Tungsten Products Co., Ltd. |
|
China |
|
CID002551 |
| Tungsten |
|
Jiangxi
Gan Bei Tungsten Co., Ltd. |
|
China |
|
CID002321 |
| Tungsten |
|
Jiangxi
Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
|
China |
|
CID002313 |
| Tungsten |
|
Jiangxi
Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
|
China |
|
CID002318 |
| Tungsten |
|
Jiangxi
Xinsheng Tungsten Industry Co., Ltd. |
|
China |
|
CID002317 |
| Tungsten |
|
Jiangxi
Yaosheng Tungsten Co., Ltd. |
|
China |
|
CID002316 |
| Tungsten |
|
JSC
“Kirovgrad Hard Alloys Plant” |
|
Russian
Federation |
|
CID003408 |
| Tungsten |
|
Kennametal
Fallon |
|
United
States Of America |
|
CID000966 |
| Tungsten |
|
Kennametal
Huntsville |
|
United
States Of America |
|
CID000105 |
| Tungsten |
|
Lianyou
Metals Co., Ltd. |
|
Taiwan,
Province Of China |
|
CID003407 |
| Tungsten |
|
LLC
Vostok |
|
Russian
Federation |
|
CID003643 |
| Tungsten |
|
Malipo
Haiyu Tungsten Co., Ltd. |
|
China |
|
CID002319 |
| Tungsten |
|
Masan
High-Tech Materials |
|
Viet
Nam |
|
CID002543 |
| Metal |
|
Smelter
Name |
|
Smelter
Facility Location |
|
Smelter
ID |
| Tungsten |
|
Moliren
Ltd. |
|
Russian
Federation |
|
CID002845 |
| Tungsten |
|
Niagara
Refining LLC |
|
United
States Of America |
|
CID002589 |
| Tungsten |
|
NPP
Tyazhmetprom LLC |
|
Russian
Federation |
|
CID003416 |
| Tungsten |
|
OOO
“Technolom” 1 |
|
Russian
Federation |
|
CID003614 |
| Tungsten |
|
OOO
“Technolom” 2 |
|
Russian
Federation |
|
CID003612 |
| Tungsten |
|
Philippine
Chuangxin Industrial Co., Inc. |
|
Philippines |
|
CID002827 |
| Tungsten |
|
TANIOBIS
Smelting GmbH & Co. KG |
|
Germany |
|
CID002542 |
| Tungsten |
|
Tungsten
Vietnam Joint Stock Company |
|
Viet
Nam |
|
CID003993 |
| Tungsten |
|
Unecha
Refractory metals plant |
|
Russian
Federation |
|
CID002724 |
| Tungsten |
|
Wolfram
Bergbau und Hutten AG |
|
Austria |
|
CID002044 |
| Tungsten |
|
Xiamen
Tungsten (H.C.) Co., Ltd. |
|
China |
|
CID002320 |
| Tungsten |
|
Xiamen
Tungsten Co., Ltd. |
|
China |
|
CID002082 |
| Tungsten |
|
YUDU
ANSHENG TUNGSTEN CO., LTD. |
|
China |
|
CID003662 |
Appendix
B
The
list below sets out possible countries of origin of 3TGs used in the manufacture of our products containing 3TGs for the 2023 reporting
year. The list is based on publicly available information, our reasonable country of origin inquiries, and other due diligence efforts.
However, for the reasons described in the Conflict Minerals Report, these possible countries of origin cannot be linked to our products
with reasonable certainty.
Andorra,
Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Colombia, Czech Republic, Estonia, France, Germany, Ghana, India,
Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Lithuania, Malaysia, Mauritania, Mexico, Myanmar, Netherlands, New
Zealand, Norway, Peru, Philippines, Poland, Portugal, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan,
Sweden, Switzerland, Taiwan, Thailand, Turkey, Uganda, United Arab Emirates, United States, Uzbekistan, Viet Nam, Zimbabwe
***
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