Statement of Changes in Beneficial Ownership (4)
October 27 2021 - 4:31PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Maddock Bryce |
2. Issuer Name and Ticker or Trading Symbol
TaskUs, Inc.
[
TASK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
C/O TASKUS, INC., 1650 INDEPENDENCE DRIVE, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/25/2021 |
(Street)
NEW BRAUNFELS, TX 78132
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 10/25/2021 | | C | | 1974799 | A | (1) | 1974799 | I | See Footnote (2) |
Class A Common Stock | 10/25/2021 | | S | | 1974799 | D | $61.4363 (3) | 0 | I | See Footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (1) | 10/25/2021 | | C | | | 1974799 | (1) | (1) | Class A Common Stock | 1974799 | $0.00 | 5221267 | I | See Footnote (2) |
Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 6229840 | | 6229840 | I | See Footnote (4) |
Explanation of Responses: |
(1) | Each share of Class B common stock of the Issuer ("Class B Common Stock") is entitled to ten votes per share and is convertible at any time into one share of Class A common stock of the Issuer ("Class A Common Stock"). Each share of Class B Common Stock will convert automatically upon certain transfers and upon the occurrence of certain events set forth in the Issuer's Amended and Restated Certificate of Incorporation. |
(2) | Reflects securities held by The Bryce Maddock Family Trust, of which the Reporting Person is the trustee. |
(3) | This amount represents the $63.50 public offering price per share of Class A Common Stock, less the underwriting discount of $2.06375 per share. |
(4) | Reflects securities held by The Maddock 2015 Irrevocable Trust, of which the Reporting Person is the business trustee. 65,622 of these shares are held on behalf of The Maddock 2015 Exempt Irrevocable Trust, of which the Reporting Person is the business trustee. |
Remarks: The Reporting Person disclaims beneficial ownership over the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Maddock Bryce C/O TASKUS, INC. 1650 INDEPENDENCE DRIVE, SUITE 100 NEW BRAUNFELS, TX 78132 | X | X | Chief Executive Officer |
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Signatures
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/s/ Jeffrey Chugg, as Attorney-in-Fact | | 10/27/2021 |
**Signature of Reporting Person | Date |
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