Statement of Changes in Beneficial Ownership (4)
May 16 2013 - 10:31AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Wilson James Duncan
|
2. Issuer Name
and
Ticker or Trading Symbol
ZIPREALTY INC
[
ZIPR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior VP, Technology
|
(Last)
(First)
(Middle)
2000 POWELL STREET, SUITE 300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/15/2013
|
(Street)
EMERYVILLE, CA 94608
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
5/15/2013
|
|
M
|
|
10833
|
A
|
$1.25
|
18055
|
D
|
|
Common Stock
|
5/15/2013
|
|
S
|
|
10833
(1)
|
D
|
$3.0447
|
7222
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy)
|
$3.20
|
|
|
|
|
|
|
8/1/2009
(2)
|
7/23/2016
|
ommon Stock
|
(3)
|
|
42633
|
D
|
|
Stock Option (right to buy)
|
$4.17
|
|
|
|
|
|
|
9/9/2010
(4)
|
9/8/2019
|
Common Stock
|
(3)
|
|
2500
|
D
|
|
Stock Option (right to buy)
|
$4.90
|
|
|
|
|
|
|
3/4/2011
(4)
|
3/3/2020
|
Common Stock
|
(3)
|
|
10000
|
D
|
|
Stock Option (right to buy)
|
$2.90
|
|
|
|
|
|
|
3/5/2012
(4)
|
3/4/2021
|
Common Stock
|
(3)
|
|
18287
|
D
|
|
Stock Option (right to buy)
|
$1.25
|
5/15/2013
|
|
M
|
|
|
1667
|
3/8/2013
(4)
|
3/7/2022
|
Common Stock
|
1667
|
$0.00
|
25001
|
D
|
|
Stock Option (right to buy)
|
$1.25
|
5/15/2013
|
|
M
|
|
|
8333
|
3/8/2013
(5)
|
3/7/2022
|
Common Stock
|
8333
|
$0.00
|
25000
|
D
|
|
Stock Option (right to buy)
|
$1.25
|
5/15/2013
|
|
M
|
|
|
833
|
2/27/2013
(2)
|
3/7/2022
|
Common Stock
|
833
|
$0.00
|
32500
|
D
|
|
Stock Option (right to buy)
|
$3.84
|
|
|
|
|
|
|
2/28/2014
(4)
|
2/27/2023
|
Common Stock
|
(3)
|
|
100000
|
D
|
|
Explanation of Responses:
|
(
1)
|
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.
|
(
2)
|
The shares subject to the option are fully vested.
|
(
3)
|
n/a
|
(
4)
|
One-fourth of the shares subject to the option vest and become exercisable on the Exercisable Date, and 1/48th of the shares vest and become exercisable on the first day of each calendar month thereafter, until fully vested.
|
(
5)
|
One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Wilson James Duncan
2000 POWELL STREET, SUITE 300
EMERYVILLE, CA 94608
|
|
|
Senior VP, Technology
|
|
Signatures
|
/s/ Karen B. Seto, Attorney-in-fact
|
|
5/16/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Ziprealty (MM) (NASDAQ:ZIPR)
Historical Stock Chart
From Jul 2024 to Aug 2024
Ziprealty (MM) (NASDAQ:ZIPR)
Historical Stock Chart
From Aug 2023 to Aug 2024
Real-Time news about Ziprealty (MM) (NASDAQ): 0 recent articles
More Ziprealty Inc News Articles