false 0000820027 AMERIPRISE FINANCIAL INC 0000820027 2025-02-20 2025-02-20 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

_________________________________________________________________________________

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 20, 2025

 

AMERIPRISE FINANCIAL, INC.
(Exact name of Registrant as specified in its charter)
 
Delaware   001-32525   13-3180631
(State or other jurisdiction of incorporation)   (Commission File
Number)		   (IRS Employer Identification No.)

 

1099 Ameriprise Financial Center

Minneapolis, Minnesota

   55474
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (612) 671-3131

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)		   Name of each exchange on which registered
Common Stock (par value $.01 per share)   AMP   The New York Stock Exchange, Inc.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.02(d)Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On February 20, 2025, upon the recommendation of its Nominating and Governance Committee, the Board of the Company appointed Glynis A. Bryan as a director of the Company to be effective March 1, 2025. Ms. Bryan has also been appointed as a member of the Company’s Audit and Risk Committee, effective on the same date.

 

Ms. Bryan served as the Chief Financial Officer of Insight Enterprises Inc. (NASDAQ: NSIT), a global software and technology solutions integrator, from 2007 through 2024. Prior to joining Insight, she served as the Executive Vice President and Chief Financial Officer of Swift Transportation, Co., and as Chief Financial Officer of APL Logistics. Ms. Bryan also held senior finance roles at Ryder Systems, Inc.

 

Ms. Bryan has served as a director of Pinnacle West Capital Corporation since 2020 and Wesco International, Inc. since 2023, and she served as a director of Pentair plc from 2013-2023. Ms. Bryan earned an MBA from Florida International University and a BA from York University.

 

Ms. Bryan will participate in the Company’s outside director compensation program described in the Company’s proxy statement for the 2024 annual meeting of shareholders.  She is eligible to receive a pro rata portion of the $190,000 annual grant of deferred share units for the service period measured from March 1, 2025, through the date of the Company’s 2025 annual meeting of shareholders. She was not appointed to serve on the Board pursuant to any arrangement or understanding between Ms. Bryan and any other persons, and there are no transactions between the Company and Ms. Bryan or any of her immediate family members that require disclosure pursuant to Item 404(a) of Regulation S-K.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMERIPRISE FINANCIAL, INC.
  (Registrant)
Date: February 20, 2025  
   
  By: /s/ Wendy B. Mahling
    Wendy B. Mahling
    Senior Vice President, Corporate Secretary & Securities and Corporate Law

 

 

v3.25.0.1
Cover
Feb. 20, 2025
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Feb. 20, 2025
Entity File Number 001-32525
Entity Registrant Name AMERIPRISE FINANCIAL INC
Entity Central Index Key 0000820027
Entity Tax Identification Number 13-3180631
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 1099 Ameriprise Financial Center
Entity Address, City or Town Minneapolis
Entity Address, State or Province MN
Entity Address, Postal Zip Code 55474
City Area Code 612
Local Phone Number 671-3131
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock (par value $.01 per share)
Trading Symbol AMP
Security Exchange Name NYSE
Entity Emerging Growth Company false
Ameriprise Financial (NYSE:AMP)
Historical Stock Chart
From Jan 2025 to Feb 2025 Click Here for more Ameriprise Financial Charts.
Ameriprise Financial (NYSE:AMP)
Historical Stock Chart
From Feb 2024 to Feb 2025 Click Here for more Ameriprise Financial Charts.