Amended Statement of Ownership (sc 13g/a)
June 08 2021 - 5:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
ETHAN ALLEN
INTERIORS INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
297602104
(CUSIP Number)
June 8, 2021(1)
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(1)
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All securities have been sold as of May 10, 2021. The Reporting Persons do not anticipate becoming the
beneficial owner of more than five percent of the class of securities before December 31, 2021. The Reporting Persons will file an additional amendment if required.
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SCHEDULE 13G
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CUSIP No. 297602104
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Page
2
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1
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NAME OF REPORTING PERSON
Patricia Wadors
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United
States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0 shares
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6
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SHARED VOTING POWER
0 shares
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7
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SOLE DISPOSITIVE POWER
0 shares
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8
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SHARED DISPOSITIVE POWER
0
shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares
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10
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
0
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12
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TYPE OF REPORTING
PERSON
IN
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SCHEDULE 13G
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CUSIP No. 297602104
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Page
3
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1
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NAME OF REPORTING PERSON
David Wadors
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United
States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0 shares
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6
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SHARED VOTING POWER
0 shares
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7
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SOLE DISPOSITIVE POWER
0 shares
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8
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SHARED DISPOSITIVE POWER
0
shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares
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10
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
0
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12
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TYPE OF REPORTING
PERSON
IN
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SCHEDULE 13G
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CUSIP No. 297602104
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Page
4
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Item 1(a).
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Name of Issuer
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Ethan Allen Interiors Inc. (the Issuer).
Item 1(b).
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Address of Issuers Principal Executive Offices
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25 Lake Avenue Ext., Danbury, Connecticut
Item 2(a).
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Name of Person Filing
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Patricia Wadors
David Wadors
Item 2(b).
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Address of Principal Business Office or, if None, Residence
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c/o Katharine A. Martin
Wilson
Sonsini Goodrich & Rosati, P.C.
650 Page Mill Road
Palo Alto, California 94304
United States
Item 2(d).
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Title of Class of Securities
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Common Stock, par value $0.01 per share
297602104
Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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Not
applicable.
Reference is hereby made to the responses to items 5-9 and 11 of pages 2 and 3 of this
Schedule, which responses are incorporated herein by reference.
Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following: [X]
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
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SCHEDULE 13G
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CUSIP No. 297602104
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Page
5
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company.
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under § 240.14a-11.
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SCHEDULE 13G
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CUSIP No. 297602104
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Page
6
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: June 4, 2021
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By:
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/s/ Patricia Wadors
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Patricia Wadors
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By:
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/s/ David Wadors
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David Wadors
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SCHEDULE 13G
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CUSIP No. 297602104
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Page
7
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EXHIBIT INDEX
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Exhibit A
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Agreement of Joint Filing by and between Patricia Wadors and David Wadors, dated May 6, 2020*
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* Previously
filed.
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