SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10K/A
Amendment No. 1
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended January 31, 2018
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File No.
00054865
APT SYSTEMS, INC.
(Exact name of issuer as specified in its charter)
Delaware
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990370904
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(State or other jurisdiction of incorporation)
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(IRS Employer File Number)
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505 Montgomery Street, 11
th
Floor
San Francisco, CA
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94111
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(Address of principal executive offices)
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(Zip Code)
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(415) 2001105
(Registrant’s telephone number, including area code)
Securities to be Registered Pursuant to Section 12(b) of the Act:
None
Securities to be Registered Pursuant to Section 12(g) of the Act:
Common Stock, $0.0001 per share par value
Indicate by check mark if registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [ ] No [X]
Indicate by check mark if registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes [ ] No [X]
Indicate by check mark whether the registrant (1) has filed all Reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [ ] No [ ]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation ST (Section 232.405 of this chapter) during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files. Yes [X] No [ ]
Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation SK is contained in this form and no disclosure will be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K
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Indicate by check mark whether the registrant is a large accelerated filer, a Non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “small reporting company” in Rule 12b2 of the Exchange Act.
Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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[X]
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Emerging growth company
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[X]
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b2 of the Exchange Act): Yes [ ] No [X]
State the aggregate market value of the voting and nonvoting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant’s most recently completed fiscal quarter. The aggregate market value of the voting stock held by non-affiliates computed by reference to the price at which the stock was sold was $ 2,246,291.81, based on prices of other such stock as the Registrant’s securities are currently quoted.
As of May 11, 2018, registrant had outstanding 317,724,086 shares of common stock.
Documents incorporated by reference: None.
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EXPLANATORY NOTE
The purpose of this Amendment No. 1 on Form 10-K/A to APT Systems, Inc.’s annual report on Form 10-K for the period ended January 31, 2018, filed with the Securities and Exchange Commission on May 11, 2018 (the “Form 10-K”), is solely to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S–T.
No other changes have been made to the Form 10-K. This Amendment No. 1 speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10-K.
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PART IV
Item 15. Exhibits, Financial Statement Schedules.
The following financial information is filed as part of this report:
(a) (1) FINANCIAL STATEMENTS
(2) SCHEDULES
(3) EXHIBITS. The following exhibits required by Item 601 to be filed herewith are incorporated by reference to previously filed documents:
Exhibit
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Number
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Description
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3.1*
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Articles of Incorporation
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3.2*
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Bylaws
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4.1*
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APT Systems, Inc. 2012 Equity Incentive Plan
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4.2**
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19% Convertible Note dated January 8, 2014
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31.1
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Certification of Principal Executive Officer pursuant to Section 302
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31.2
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Certification of Principal Executive Officer pursuant to Section 906
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32.1
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Certification of Principal Executive Officer pursuant to Section 906
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32.2
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Certification of Principal Financial Officer pursuant to Section 906
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101.INS XBRL
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Instance Document
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101.SCH XBRL
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Taxonomy Schema
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101.CAL XBRL
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Taxonomy Calculation Linkbase
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101.DEF XBRL
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Taxonomy Definition Linkbase
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101.LAB XBRL
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Taxonomy Label Linkbase
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101.PRE XBRL
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Taxonomy Presentation Linkbase
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In accordance with SEC Release 338238, Exhibits 32.1 and 32.2 are being furnished and not filed
*Previously filed with Form S1 Registration Statement, on May 23, 2012
**Previously filed with the Annual Report on Form 10K for the year ended January 31, 2014, on May 29, 2014
***Previously filed with the Annual Report on Form 10K for the year ended January 31, 2018, on May 11, 2018
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
APT Systems, Inc.
By
:
/s/ Glenda Dowie
Glenda Dowie,
President and Chief Executive Officer
(Principal Executive Officer)
By:
/s/ Carl Hussey
Carl Hussey,
Chief Financial Officer and Director
(Principal Financial and Accounting Officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following person on behalf of the registrant and in the capacities and on the dates indicated.
/s/ Glenda Dowie
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President, Chief Executive Officer and Director
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May 16, 2018
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Glenda Dowie
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Title
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Date
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/s/ Joseph Gagnon
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Secretary, Chief Technology Officer and Director
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May 16, 2018
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Joseph Gagnon
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Title
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Date
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/s/ Carl Hussey
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Treasurer, Chief Financial Officer and Director
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May 16, 2018
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Carl Hussey
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Title
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Date
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