Statement of Ownership (sc 13g)
August 04 2016 - 3:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
Schedule 13G
(Initial Filing)
Under the Securities Exchange Act of 1934
____________________
Big Tree Group, Inc.
(Name of Issuer)
____________________
Common Stock
(Title of Class of Securities)
089695100
(CUSIP Number)
July 29, 2016
(Date of Event Which Requires Filing of this Statement)
____________________
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
|
|
|
|
*
|
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
|
|
|
|
|
|
|
|
CUSIP No.
|
089695100
|
1.
|
|
Name of reporting person
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
KCG Americas LLC 26-4219373
|
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
¨
(b)
¨
|
3.
|
|
SEC Use only
|
4.
|
|
Citizenship or place of organization
Delaware
|
Number of shares beneficially owned by each reporting person with
|
|
5.
|
|
Sole voting power
|
2,569,557
|
|
6.
|
|
Shared voting power
Not applicable
|
|
7.
|
|
Sole dispositive power
|
2,569,557
|
|
8.
|
|
Shared dispositive power
Not applicable
|
9.
|
|
Aggregate amount beneficially owned by each reporting person
|
2,569,557
|
10.
|
|
Check box if the aggregate amount in Row (9) excludes certain shares*
¨
|
11.
|
|
Percent of class represented by amount in Row 9
|
|
|
11.57%
|
based on the outstanding shares reported on the issuer's 10-Q filed with the SEC for the period ending June 30, 2014.
|
12.
|
|
Type of reporting person*
BD
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ITEM 1
|
(a).
|
|
Name of Issuer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Big Tree Group, Inc.
|
|
|
|
|
|
|
|
|
|
|
ITEM 1
|
(b).
|
|
Address of Issuer’s Principal Executive Offices
|
|
|
|
|
|
|
|
|
|
|
|
|
|
South Part 1-101, Nanshe Area, Pengnan Industrial Park on North Yingbinbei Road, Waisha Town of Longhu District, Shantou, Guangdong, China 515023
|
|
|
|
|
|
|
|
|
|
|
ITEM 2
|
(a).
|
|
Names of Persons Filing
|
|
|
|
|
|
|
|
|
|
|
|
|
|
KCG Americas LLC
|
|
|
|
|
|
|
|
|
|
|
ITEM 2
|
(b).
|
|
Address of principal business office
|
|
|
|
|
|
|
|
|
|
|
|
|
|
545 Washington Blvd.,
Jersey City, NJ 07310
|
|
|
|
|
|
|
|
|
|
|
ITEM 2
|
(c).
|
|
Citizenship
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Delaware
|
|
|
|
|
|
|
|
|
|
|
ITEM 2
|
(d).
|
|
Title of Class of Securities
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Common Stock
|
|
|
|
|
|
|
|
|
|
|
ITEM 2
|
(e).
|
|
CUSIP Number
|
|
|
|
|
|
|
|
|
|
|
|
|
|
089695100
|
|
|
|
|
|
|
|
ITEM 3.
|
If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
|
|
|
|
|
|
|
|
|
(a)
|
|
x
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ITEM 4.
|
Ownership
|
|
|
|
|
|
|
|
|
|
(a)
|
Amount beneficially owned
|
|
|
|
|
|
|
|
|
|
|
|
2,569,557
|
|
|
|
|
|
|
|
|
|
(b)
|
Percent of class
|
|
|
|
|
|
|
|
|
|
|
|
11.57 %
|
|
|
|
|
|
|
|
|
|
(c)
|
Number of shares as to which such person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
sole power to vote or to direct the vote
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,569,557
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
shared power to vote or to direct the vote
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Not applicable
|
|
|
|
|
|
|
|
|
|
|
|
|
(iii)
|
sole power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,569,557
|
|
|
|
|
|
|
|
|
|
|
|
|
(iv)
|
shared power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Not applicable
|
|
|
|
|
|
|
|
ITEM 5.
|
Ownership of Five Percent or Less of a Class
|
|
|
|
|
|
Not applicable
|
|
|
|
|
|
|
ITEM 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
|
|
|
|
|
|
|
|
Not applicable
|
|
|
|
|
|
|
ITEM 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
|
|
|
Not applicable.
|
|
|
|
|
ITEM 8.
|
Identification and Classification of Members of the Group
|
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
|
|
|
|
|
ITEM 9.
|
Notice of Dissolution of Group
|
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
|
|
|
|
|
ITEM 10.
|
Certification
|
|
|
|
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
|
|
|
|
|
|
|
|
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
|
|
Date:
August 4, 2016
|
|
|
|
|
|
|
KCG Americas LLC
|
|
|
By:
|
|
/s/ Christy Oeth
|
|
|
Christy Oeth
|
|
|
Chief Compliance Officer
|
Big Tree (CE) (USOTC:BIGG)
Historical Stock Chart
From Nov 2024 to Dec 2024
Big Tree (CE) (USOTC:BIGG)
Historical Stock Chart
From Dec 2023 to Dec 2024