- Initial Statement of Beneficial Ownership (3)
February 04 2011 - 4:14PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Kidston Samuel A
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/11/2011
|
3. Issuer Name
and
Ticker or Trading Symbol
EZENIA INC [ezen]
|
(Last)
(First)
(Middle)
10 TOWER OFFICE PARK, SUITE 420
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
___
X
___ Other (specify below)
/ see footnotes
|
(Street)
WOBURN, MA 01801
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common stock, $.01 par value
|
598157
|
I
|
By North & Webster Val. Opp. Fund
(2)
|
Common stock, $.01 par value
|
140000
|
I
|
By Managed Accounts
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Consists of Shares held by certain managed accounts over which North & Webster, LLC, has voting and dispositive power. Mr. Kidston, as the Managing Member of North & Webster, LLC, may be deemed to beneficially own the Shares held by the managed accounts. Each of North & Webster, LLC, and Mr. Kidston disclaims beneficial ownership of such Shares except to the extent of its or his pecuniary interest therein.
|
(
2)
|
Consists of Shares owned by North & Webster Value Opportunities Fund, LP (NW Value Opportunities Fund). North & Webster, LLC, as the General Partner of NW Value Opportunities Fund, may be deemed to beneficially own the Shares owned by NW Value Opportunities Fund. Mr. Kidston, as Managing Member of North & Webster, LLC, may be deemed to beneficially own the Shares owned by NW Value Opportunities Fund. Each of North & Webster, LLC, and Mr. Kidston disclaims beneficial ownership of such Shares except to the extent of its or his pecuniary interest therein.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Kidston Samuel A
10 TOWER OFFICE PARK, SUITE 420
WOBURN, MA 01801
|
X
|
|
|
see footnotes
|
NORTH & WEBSTER VALUE OPPORTUNITIES FUND L P
10 TOWER OFFICE PARK, SUITE 420
WOBURN, MA 01801
|
X
|
|
|
see footnotes
|
North & Webster LLC
10 TOWER OFFICE PARK, SUITE 420
WOBURN, MA 01801
|
X
|
|
|
see footnotes
|
Signatures
|
/s/ Kidston, Samuel A.
|
|
2/4/2011
|
**
Signature of Reporting Person
|
Date
|
By: North & Webster Value Opportunities Fund, LP, BY:North & Webster, LLC, its General Partner, By:/s/ Samuel A Kidston, Managing Member
|
|
2/4/2011
|
**
Signature of Reporting Person
|
Date
|
By: North & Webster LLC, By:/s/Samuel A Kidston, Managing Member
|
|
2/4/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Ezenia (CE) (USOTC:EZEN)
Historical Stock Chart
From Jun 2024 to Jul 2024
Ezenia (CE) (USOTC:EZEN)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Ezenia Inc (CE) (OTCMarkets): 0 recent articles
More News Articles