- Current report filing (8-K)
December 28 2009 - 8:08AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): December 28, 2009
Triad
Guaranty Inc.
(Exact
name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
0-22342
|
|
56-1838519
|
(State
or other jurisdiction of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
101
South Stratford Road
Winston-Salem,
North Carolina 27104
(Address
of principal executive offices) (zip code)
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
8.01. Other
Events.
On
December 28, 2009, Triad Guaranty Inc. (the “Company”) announced that its common
stock has been formally delisted from The NASDAQ Stock Market (“Nasdaq”) and
will begin to be quoted on both the Pink Sheets
®
and
the OTC Bulletin Board
®
over-the-counter markets. The Company expects that its common stock
will continue to be represented by the symbol “TGIC.” The Company’s
common stock remains registered with the Securities and Exchange Commission (the
“SEC”) and the Company intends to continue to file periodic, annual and other
reports and statements with the SEC.
A copy of
the press release announcing the formal delisting of the Company’s common stock
from Nasdaq, dated December 28, 2009, is attached hereto as Exhibit 99.1
and is incorporated herein by reference.
Item
9.01. Financial
Statements and Exhibits.
(d)
Exhibit
Number
Description
|
|
Exhibit 99.1
|
Press
release dated December 28, 2009, announcing the formal delisting of the
Company’s common stock from Nasdaq.
|
|
|
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
|
|
Triad Guaranty
Inc.
|
|
|
|
December
28, 2009
|
|
/s/
Kenneth S. Dwyer
|
|
|
Kenneth
S. Dwyer
Vice
President and Chief Accounting Officer
|
|
|
|
EXHIBIT
INDEX
Exhibit
Number
Description
|
|
Exhibit 99.1
|
Press
release dated December 28, 2009, announcing the formal delisting of the
Company’s common stock from Nasdaq.
|
|
|
Triad Guaranty (CE) (USOTC:TGIC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Triad Guaranty (CE) (USOTC:TGIC)
Historical Stock Chart
From Jul 2023 to Jul 2024