Asif Karim Form 8.3 - Ascent Resources plc (5340G)
November 06 2018 - 9:47AM
UK Regulatory
TIDMAST
RNS Number : 5340G
Asif Karim
06 November 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Mr Asif Karim
(b) Owner or controller of
interests and short positions
disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient.
For a trust, the trustee(s),
settlor and beneficiaries must
be named.
-----------------
(c) Name of offeror/offeree Ascent Resources
in relation to whose relevant plc
securities this form relates:
Use a separate form for each
offeror/offeree
-----------------
(d) If an exempt fund manager
connected with an offeror/offeree,
state this and specify identity
of offeror/offeree:
-----------------
(e) Date position held/dealing 5 NOVEMBER 2018
undertaken:
For an opening position disclosure,
state the latest practicable
date prior to the disclosure
-----------------
(f) In addition to the company
in 1(c) above, is the discloser N/A
making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
-----------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 0.2p Ordinary
security:
Interests Short positions
---------------- ------------------
Number % Number %
--------- ------------- ---
(1) Relevant securities
owned and/or controlled: 41634425 1.83
--------- ----- ------------- ---
(2) Cash-settled
derivatives:
--------- ----- ------------- ---
(3) Stock-settled
derivatives (including
options) and agreements
to purchase/sell:
--------- ----- ------------- ---
TOTAL: 41634425 1.83
--------- ----- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security
in relation to which
subscription right exists:
Details, including nature
of the rights concerned
and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
0.2p Ordinary PURCHASE 8942667 0.525
--------------- ------------ ----------
(b) Cash-settled derivative transactions
Class Product Nature of dealing Number Price
of relevant description e.g. opening/closing of reference per unit
security e.g. a long/short securities
CFD position, increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying option unit European received
option etc. relates etc. per
unit
(ii) Exercise
Class of Product Exercising/ Number Exercise
relevant description exercised of securities price
security e.g. call against per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or informal,
relating to relevant securities which may be an
inducement to deal or refrain from dealing entered
into by the person making the disclosure and any
party to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent should
not be included. If there are no such agreements,
arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition or
disposal of any relevant securities to which any
derivative is referenced:
If there are no such agreements, arrangements or
understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 6 NOVEMBER 2018
Contact name: Mr Asif Karim
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Telephone number*:
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END
RETFKADNPBDDQDK
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