Artemis Alpha Trust PLC Holding(s) in Company (2082N)
October 21 2016 - 8:20AM
UK Regulatory
TIDMATS
RNS Number : 2082N
Artemis Alpha Trust PLC
21 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
----------------------------------------------------------------------------------------
1. Identity of the issuer or Artemis Alpha Trust PLC
the underlying issuer
of existing shares to which
voting rights are
attached:
--------------------------------------------------------- -----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights yes
---------------------------------------------------------- ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ----------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------- ----------------------------
Other (please
specify):
-------------------------------------------------------- ----------------------------
3. Full name of person(s) 1607 Capital Partners, LLC
subject to the
notification obligation:
--------------------------------------------------------- -----------------------------
4. Full name of shareholder(s) Northern
(if different from 3.): Trust 2,569,700
Bny Mellon 1,729,000
State Street 609,000
--------------------------------------------------------- -----------------------------
5. Date of the transaction October 18, 2016
and date on
which the threshold is
crossed or
reached:
--------------------------------------------------------- -----------------------------
6. Date on which issuer October 20, 2016
notified:
--------------------------------------------------------- -----------------------------
7. Threshold(s) that is/are
crossed or
reached: 12%
--------------------------------------------------------- -----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------- --------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- ------------ ------------ ------------ --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
GB0004355946 4,947,700 4,947,700 4,907,700 11.92%
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
-------------- ------------ -------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
-------------- ------------ ------------ ------------ --------------------- -------------------
Nominal Delta
-------------- ------------ ------------ ------------ --------------------- -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------ --------------------------------------------------------
Same as A
------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -------------------
13. Additional information:
------------------------------------------------------------- -------------------
14. Contact name: Bryan Huntley, CCO
------------------------------------------------------------- -------------------
15. Contact telephone number: 804-525-1741
------------------------------------------------------------- -------------------
Note: Annex should only be submitted to the FSA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-----------------------------------------------------------------
Full name 1607 Capital Partners, LLC
(including legal form of
legal entities)
------------------------------------ ---------------------------
Contact address 13 S. 13(th) St, Suite 400
(registered office for legal Richmond, VA 23219
entities)
------------------------------------ ---------------------------
Phone number & email 804-525-1741
bhuntley@1607capital.com
------------------------------------ ---------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ---------------------------
B: Identity of the notifier, if applicable
-----------------------------------------------------------------
Full name Bryan Huntley
------------------------------------ ---------------------------
Contact address Same as above
------------------------------------ ---------------------------
Phone number & email Same as above
------------------------------------ ---------------------------
Other useful information Chief Compliance Officer
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ---------------------------
C: Additional information
-----------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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