Downing Strategic Micro-Cap Investment Trust plc Holding(s) In Company
February 19 2021 - 8:40AM
UK Regulatory
TIDMDSM
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or the underlying
issuer of existing shares to which DOWNING STRATEGIC MICRO-CAP INVESTMENT
voting rights are attached(ii) : TRUST PLC
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights x
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name PREMIER MITON GROUP PLC
City and country of registered office
(if applicable) London, UK
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was
crossed or reached(vi) : 17/02/2021
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6. Date on which issuer notified (DD/MM/YYYY): 18/02/2021
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
% of voting rights through financial Total number
attached to shares instruments (total Total of both of voting rights
(total of 8. A) of 8.B 1 + 8.B 2) in % (8.A + 8.B) of issuer(vii)
----------------------- ---------------------- ------------------ ----------------- -----------------
Resulting situation
on the date on
which threshold
was crossed or
reached 10.95% N/A 10.95% 52,416,513
----------------------- ---------------------- ------------------ ----------------- -----------------
Position of previous
notification (if
applicable) 11.02% N/A 11.02%
----------------------- ---------------------- ------------------ ----------------- -----------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if
possible) Number of voting rights(ix) % of voting rights
-------------------
Direct Indirect Indirect
(Art 9 of Directive (Art 10 of Directive Direct (Art 10 of Directive
2004/109/EC) 2004/109/EC) (Art 9 of Directive 2004/109/EC)
(DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
------------------ -------------------- ---------------------- ----------------------------------- --------------------------
GB00BF0SCX52 5,740,000 10.95%
------------------- -------------------- ---------------------- ----------------------------------- --------------------------
SUBTOTAL 8. A 5,740,000 10.95%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
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Type of financial Expiration Exercise/ Number of voting % of voting rights
instrument date(x) Conversion Period(xi) rights that may be
acquired if the instrument
is
exercised/converted.
------------------- -------------------- ---------------------- ----------------------------------- --------------------------
SUBTOTAL 8. B 1
---------------------- ----------------------------------- --------------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial Expiration Exercise/ Physical or cash Number of % of voting rights
instrument date(x) Conversion settlement(xii) voting rights
Period (xi)
------------------ --------------------- ---------------------- ---------------- --------------------------
SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary) X
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% of voting rights
through financial
% of voting rights instruments if it Total of both if
if it equals or is equals or is higher it equals or is higher
higher than the notifiable than the notifiable than the notifiable
Name(xv) threshold threshold threshold
--------------------------- ----------------------------- ----------------------- -----------------------
Premier Miton Group
Plc
--------------------------- ----------------------------- ----------------------- -----------------------
Premier Asset Management
Midco Ltd
--------------------------- ----------------------------- ----------------------- -----------------------
Premier Asset Management
Holdings Ltd
--------------------------- ----------------------------- ----------------------- -----------------------
Premier Asset Management
Limited
--------------------------- ----------------------------- ----------------------- -----------------------
Premier Investment
Group Ltd
--------------------------- ----------------------------- ----------------------- -----------------------
Premier Fund Managers
Ltd 10.95% 10.95%
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10. In case of proxy voting, please identify:
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Name of the proxy holder N/A
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The number and % of voting rights held N/A
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The date until which the voting rights N/A
will be held
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11. Additional information(xvi)
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Please note that with effect from 27(th) April 2020 all investment management
related activities for the Premier Miton Group plc will be carried out
by Premier Fund Managers Limited. Miton Asset Management Limited and Miton
Trust Managers Limited have ceased to carry out regulated activities.
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Place of completion LONDON, UK
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Date of completion 18/02/2021
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(END) Dow Jones Newswires
February 19, 2021 09:40 ET (14:40 GMT)
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