Aurum Mining PLC Holding(s) in Company (6256O)
November 08 2016 - 6:03AM
UK Regulatory
TIDMAUR
RNS Number : 6256O
Aurum Mining PLC
08 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Aurum Mining
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights NO
------------------------------------------------------------------------------------ -----
An acquisition or disposal of qualifying financial NO
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------------------------ -----
An acquisition or disposal of instruments with NO
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------------------------ -----
An event changing the breakdown of voting rights NO
------------------------------------------------------------------------------------ -----
Other (please FUNDRAISING X
specify):
--------------------------------------------------------- ------------------------- -----
3. Full name of person(s) Paul Kavanagh 3.10%
subject to the Other Discretionary Clients
notification obligation: 7.51%
(iii)
---------------------------------------------------------- -------------------------------
4. Full name of shareholder(s) SPREADEX LTD
(if different from 3.):(iv)
---------------------------------------------------------- -------------------------------
5. Date of the transaction 01/11/2016
and date on
which the threshold is
crossed or
reached: (v)
---------------------------------------------------------- -------------------------------
6. Date on which issuer 02/11/2016
notified:
---------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 12%,11%
---------------------------------------------------------- -------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------ --------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
--------------- -------------- -------------- ------------- -------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ------------ ------------ ------------- -------- ---------- -------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ----------------------------- ------------------- -------------------
CFD/SPREADBET 34,625,000 10.61%
----------------- ------------- ----------------------------- ------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- -------------- -------------------- -------------------
Nominal Delta
---------------- ------------- ------------- -------------- -------------------- -------- ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------ -------------------------------------------------------
34,625,000 10.61%
------------------------------------------------ -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- -------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- -------------
13. Additional information:
------------------------------------------------------------- -------------
14. Contact name: DAVID CORBEN
------------------------------------------------------------- -------------
15. Contact telephone number: 01727 895135
------------------------------------------------------------- -------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLGMMGMZRMGVZM
(END) Dow Jones Newswires
November 08, 2016 07:03 ET (12:03 GMT)
Shearwater (LSE:SWG)
Historical Stock Chart
From Apr 2024 to May 2024
Shearwater (LSE:SWG)
Historical Stock Chart
From May 2023 to May 2024
