Trinity Capital PLC Holding(s) in Company (8710Q)
December 02 2016 - 10:14AM
UK Regulatory
TIDMTRC
RNS Number : 8710Q
Trinity Capital PLC
02 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Trinity Capital PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
-------------------------------------------------------------------- -------- ----------------------------------------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
---------------------------------------------------------------------- ------------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund
---------------------------------------------------------------------- ------------------------------------------------
5. Date of the transaction and date Dec-01-2016
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: Dec-01-2016
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7. Threshold(s) that is/are crossed < 9%
or
reached: (vi, vii)
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8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- --------------- ------------- -------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ----------- ------------ -------------
GB00B0ZL5243 14,681,345 14,681,345 12,981,345 12,981,345 n/a 6.17 % n/a
------------- --------------- --------------- ------------- ------------- ----------- ------------ -------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
----------------- ------------- ------------------------------ ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
------------- ------------ -----------
CFD n/a n/a n/a 4,500,000 2.14 % 1
--------------- ------------- ------------- --------------- ---------------------------- ------------ -----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- --------------------------------------------------------------------
17,481,345 8.31 %
------------------------------------------------- --------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 12,261,319 voting rights/financial
instruments (5.83 %)
Brookdale Global Opportunity Fund: 5,220,026 voting rights/financial
instruments (2.48 %)
Proxy Voting:
--------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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Please note: This notification is
13. Additional information: being furnished to the issuer pursuant
to paragraph 83.1 of the issuer's
Articles of Association dated 19 December
2008. It is provided on a TR-1 form
for convenience purposes only and
is not being filed with the FCA.
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14. Contact name: Georgiy Nikitin
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15. Contact telephone number: +1-617-778-7725
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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