DJ CFA SOURCE: SEC 13F-HR
FILER: QVT Financial LP
QUARTER ENDED: 09/30/2013
SEC RECEIVED: 11/14/2013
The following sets forth up to 200 of the largest holdings of
QVT Financial LP as of Sep. 30, according to a Form 13F filed with
the Securities and Exchange Commission.
As of Sep. 30, QVT Financial LP held 91 positions valued at
$897,637,591.
Up to 200 of the largest holdings of QVT Financial LP are listed
below in order of dollar value as of Sep. 30.
Company Name Value Holdings Change
TENET HEALTHCARE CORP COM $71,662,074 1,739,793 75,300
VIVUS INC COM $68,148,056 7,327,748 (1,018,949)
HALOZYME THERAPEUTICS INC COM $49,898,592 4,519,800 (81,700)
PHARMACYCLICS INC COM $47,605,821 344,321 (175,661)
CAPITAL ONE FINANCIAL CORP CO $43,226,118 628,835 (149,400)
INTERMUNE INC COM $39,118,538 2,543,468 (318,400)
GREEN DOT CORP CL A $36,799,914 1,397,642 (96,539)
ROWAN COS LTD ORD A $35,837,031 975,954 0
ACHILLION PHARMACEUTICALS INC $35,373,118 11,712,953 745,100
YPF SA ADR D $34,352,026 1,706,509 0
SCORPIO TANKERS INC COM $31,994,100 3,278,084 (500,000)
JPMORGAN CHASE & CO INC COM $30,893,045 597,660 (23,800)
LEGG MASON INC COM $28,162,098 842,168 0
BRF SA ADR $24,461,807 997,220 0
INFINITY PHARMACEUTICALS INC $23,122,812 1,326,610 0
CITIGROUP INC COM $22,308,439 459,873 0
PHH CORP COM $21,825,488 919,355 919,355 *
CLOVIS ONCOLOGY INC COM $20,973,568 344,960 (272,718)
CBRE GROUP INC COM $19,228,432 831,320 0
MEDIVATION INC COM $18,289,372 305,128 (242,500)
ARRAY BIOPHARMA INC COM $17,904,892 2,878,600 (558,693)
E TRADE FINANCIAL CORP COM $16,772,547 1,016,518 (2,746,975)
DYAX CORP COM $16,401,574 2,390,900 1,620,217
ANACOR PHARMACEUTICALS INC CO $14,425,178 1,358,303 0
WELLS FARGO & CO COM $14,226,145 344,292 (75,000)
CHINA ZENIX AUTO INTERNATIONAL $11,644,640 3,147,200 100,000
SYNTA PHARMACEUTICALS CORP CO $11,044,298 1,750,285 (680,700)
STEMLINE THERAPEUTICS INC COM $9,965,120 220,000 0
KERYX BIOPHARMACEUTICALS INC $9,202,080 912,000 0
REPROS THERAPEUTICS INC COM $8,089,151 301,834 (938,754)
OCWEN FINANCIAL CORP COM $7,807,800 140,000 140,000 *
DST SYSTEMS INC COM $7,682,997 101,883 (371,900)
TRANSOCEAN LTD COM $7,344,414 165,043 (331,300)
PEREGRINE SEMICONDUCTOR CORP $7,176,000 800,000 0
NEUROCRINE BIOSCIENCES INC CO $6,112,800 540,000 540,000 *
EPIZYME INC COM $5,000,000 125,000 0
ONCOGENEX PHARMACEUTICALS INC $3,708,000 400,000 0
VERASTEM INC COM $3,375,207 271,101 0
QLT INC COM $2,893,750 625,000 0
PALATIN TECHNOLOGIES INC COM $2,672,370 3,873,000 0
ONCONOVA THERAPEUTICS INC COM $2,486,857 93,950 93,950 *
BLUEBIRD BIO INC COM $2,022,000 75,000 75,000 *
THE9 LTD ADR $1,754,404 752,963 0
BIOCRYST PHARMACEUTICALS COM $1,507,208 207,034 207,034 *
AGIOS PHARMACEUTICALS INC COM $1,118,400 40,000 40,000 *
OCERA THERAPEUTICS INC COM $808,631 95,470 3
WALTER ENERGY INC COM $691,679 49,300 0
IDENIX PHARMACEUTICALS INC COM $519,000 100,000 0
ASBURY AUTOMOTIVE GROUP INC C $0 0 (70,074)
PACIFIC DRILLING SA ORD REG $0 0 (329,815)
HCA HOLDINGS INC COM $0 0 (407,118)
TESLA MOTORS INC COM $0 0 (225,000)
CST BRANDS INC COM $0 0 (302,500)
* New holding 13F data provided by: FactSet Research Systems
Inc.; Please send questions to lionsharesinfo@factset.com.
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