0001374339false00013743392025-02-142025-02-14

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 14, 2025

PROMIS NEUROSCIENCES INC.

(Exact name of registrant as specified in its charter)

Ontario, Canada

001-41429

98-0647155

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

Suite 200, 1920 Yonge Street,
Toronto, Ontario, Canada

    

M4S 3E2

(Address of principal executive
offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (416) 847-6898

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

    

Trading Symbol(s)

    

Name of Each Exchange on Which Registered

Common Shares, no par value per share

PMN

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 14, 2025, ProMIS Neurosciences Inc. (the “Company”) separated with Gavin T. Malenfant as Chief Operating Officer of the Company, effective as of February 14, 2025 (the “Separation”).

In connection with the Separation, Mr. Malenfant and the Company intend to enter into a Separation Agreement (the “Separation Agreement”) pursuant to which, Mr. Malenfant will receive severance benefits in exchange for a release pursuant to the terms of his employment agreement with the Company, which was filed as Exhibit 10.37 to the Company’s Form 10 Registration Statement, as amended, filed on June 22, 2022.

The Company also terminated the Chief Operating Officer position, and does not intend to replace Mr. Malenfant.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PROMIS NEUROSCIENCES INC.

Date: February 19, 2025

By:

/s/ Neil Warma

Name: Neil Warma

Title: Chief Executive Officer

v3.25.0.1
Document and Entity Information
Feb. 14, 2025
Document and Entity Information [Abstract]  
Document Type 8-K
Document Period End Date Feb. 14, 2025
Entity Registrant Name PROMIS NEUROSCIENCES INC.
Entity Incorporation, State or Country Code A6
Entity File Number 001-41429
Entity Tax Identification Number 98-0647155
Entity Address, Address Line One Suite 200
Entity Address, Adress Line Two 1920 Yonge Street
Entity Address, City or Town Toronto
Entity Address State Or Province ON
Entity Address, Postal Zip Code M4S 3E2
City Area Code 416
Local Phone Number 847-6898
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Shares, no par value per share
Trading Symbol PMN
Security Exchange Name NASDAQ
Entity Emerging Growth Company true
Entity Ex Transition Period false
Entity Central Index Key 0001374339
Amendment Flag false
Entity Address, Country CA

ProMIS Neurosciences (NASDAQ:PMN)
Historical Stock Chart
From Feb 2025 to Mar 2025 Click Here for more ProMIS Neurosciences Charts.
ProMIS Neurosciences (NASDAQ:PMN)
Historical Stock Chart
From Mar 2024 to Mar 2025 Click Here for more ProMIS Neurosciences Charts.