Current Report Filing (8-k)
July 25 2019 - 3:21PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): July 25, 2019
Riot
Blockchain, Inc.
(Exact
name of registrant as specified in its charter)
Nevada
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001-33675
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84-1553387
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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202 6th Street, Suite 401,
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Castle Rock, CO 80104
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(Address of principal
executive offices)
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(303) 794-2000
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(Registrant’s telephone number, including area code)
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(Former
name, former address, and former fiscal year, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each class
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Trading Symbol(s)
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Name of each exchange
on which registered
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Common Stock
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RIOT
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NASDAQ Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item
8.01 Other Events.
On
July 25, 2019, Riot Blockchain, Inc. (the “Company”) issued a press release announcing the formation of an Advisory
Board comprised of well-respected thought leaders in the bitcoin and blockchain space. The Advisory Board will provide advisory
services to the Company as it continues to operate and expand in the bitcoin and blockchain space. A copy of the Company’s
press release announcing the establishment of the Advisory Board is attached hereto as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
The following
exhibit is furnished herewith:
S
I G N A T U R E
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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RIOT BLOCKCHAIN, INC.
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By:
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/s/ Robby Chang
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Robby Chang
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Chief Financial Officer
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Date:
July 25, 2019
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