Statement of Changes in Beneficial Ownership (4)
June 23 2022 - 3:02PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Friedman Michael Jordan |
2. Issuer Name and Ticker or Trading Symbol
INNOVATIVE MEDTECH, INC.
[
IMTH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President |
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(Last)
(First)
(Middle)
280 MADISON AVENUE, SUITE 1005 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/9/2021 |
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(Street)
NEW YORK, NY 10016
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/9/2021 | | J | | 17694 | A | $0.0001 | 17694 | D | |
| Series A Preferred Stock | 3/9/2021 | | J | | 4240 | A | $0.0001 | 4240 | D | |
| Common Stock | 3/25/2021 | | J | | 3400913 | A | $0.01 | 3418607 | I | By Red Halo, LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Option | $1.56 | 5/2/2022 | 5/2/2022 | P | | 50000 | | 5/2/2022 | 5/2/2029 | Common Stock | 50000 | $1.56 | 50000 | I | By Red Halo, LLC |
| Option | $1.56 | 5/2/2022 | 5/2/2022 | P | | 100000 | | 5/2/2022 (1) | 5/2/2029 | Common Stock | 100000 | $1.56 | 150000 | I | By Red Halo, LLC |
| Option | $2.00 | 5/2/2022 | 5/2/2022 | P | | 150000 | | 5/2/2022 (1) | 5/2/2029 | Common Stock | 150000 | $2.00 | 300000 | I | By Red Halo, LLC |
| Option | $3.00 | 5/2/2022 | 5/2/2022 | P | | 200000 | | 5/2/2022 (1) | 5/2/2029 | Common Stock | 200000 | $3.00 | 500000 | I | By Red Halo, LLC |
| Option | $4.00 | 5/2/2022 | 5/2/2022 | P | | 250000 | | 5/2/2022 (1) | 5/2/2029 | Common Stock | 250000 | $4.00 | 750000 | I | By Red Halo, LLC |
| Option | $5.00 | 5/2/2022 | 5/2/2022 | P | | 300000 | | 5/2/2022 (1) | 5/2/2029 | Common Stock | 300000 | $5.00 | 1050000 | I | By Red Halo, LLC |
| Option | $6.00 | 5/2/2022 | 5/2/2022 | P | | 350000 | | 5/2/2022 (1) | 5/2/2029 | Common Stock | 350000 | $6.00 | 1400000 | I | By Red Halo, LLC |
| Explanation of Responses: |
| (1) | As described in the issuer's Current Report on Form 8-K filed on May 27, 2022, these options are not exercisable until certain revenue milestones are met by the issuer. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Friedman Michael Jordan
280 MADISON AVENUE, SUITE 1005
NEW YORK, NY 10016 | X | X | President |
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Signatures
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| /s/ Michael Jordan Friedman | | 6/17/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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